Daniel R. Perez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Robert Perez was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2004. Daniel had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2020 - January 20, 2023
VICTORY CAPITAL SERVICES, INC.
June 20, 2008 - December 17, 2008
USAA FINANCIAL ADVISORS, INC.
December 2, 2004 - January 15, 2019
USAA INVESTMENT SERVICES COMPANY
December 2, 2004 - January 15, 2019
USAA INVESTMENT SERVICES COMPANY
June 29, 2004 - September 16, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
June 29, 2004 - September 16, 2004
IDS LIFE INSURANCE COMPANY
June 29, 2004 - September 16, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VICTORY CAPITAL SERVICES, INC.
CRD#: 37059 / SEC#: , 8-47577
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
