Brian L. Royster
Professional summary
Brian Lamont Royster was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Brian is a previously registered financial professional and started their career in finance in 2004. Prior to being barred, Brian had worked at 6 firms, which includes AVANTAX ADVISORY SERVICES, AVANTAX INVESTMENT SERVICES INC., LPL FINANCIAL LLC, EDWARD JONES, STATE FARM VP MANAGEMENT CORP., NYLIFE SECURITIES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2014 - January 12, 2017
AVANTAX ADVISORY SERVICES
January 3, 2014 - January 12, 2017
AVANTAX INVESTMENT SERVICES, INC.
September 23, 2013 - January 6, 2014
LPL FINANCIAL LLC
September 20, 2013 - January 6, 2014
LPL FINANCIAL LLC
July 8, 2010 - July 25, 2013
EDWARD JONES
March 19, 2010 - July 25, 2013
EDWARD JONES
October 27, 2008 - March 15, 2010
STATE FARM VP MANAGEMENT CORP.
September 23, 2004 - April 26, 2006
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 |
Red Flags
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