Scott R. Hall

JEFFERIES INVESTMENT ADVISERS LLC

Chicago, IL 60606

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CRD#: 4766678

Professional summary

Scott Richard Hall is a registered financial advisor currently at JEFFERIES INVESTMENT ADVISERS LLC located in Chicago, Illinois and JEFFERIES LLC located in Chicago, Illinois.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Scott has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

the name of the other business; Antlerspike LLC whether the business is investment-related; No the address of the other business; 392 Littlespike Rd Big Sky, MT 59716 the nature of the other business; LLC around personal real estate (second home) for asset protection as well as incidental vacation rental via property manager. your position; Managing Member title, or relationship with the other business; Managing Member the start date of your relationship; 1/1/2025 the approximate number of hours/month you devote to the other business; 1 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; None. Accounting and legal pass through entity only.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Richard Hall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 24, 2023 - Present

JEFFERIES INVESTMENT ADVISERS LLC

Office #1: 155 North Wacker Drive, Chicago, IL 60606

RIA

CRD#: 325421

Chicago, IL

Current

May 22, 2013 - Present

JEFFERIES LLC

Office #1: 155 North Wacker Drive, Chicago, IL 60606

CRD#: 2347

Chicago, IL

Past

August 5, 2013 - August 14, 2023

LEUCADIA ASSET MANAGEMENT LLC

RIA

CRD#: 121767

CHICAGO, IL

Past

September 15, 2009 - May 13, 2013

J.P. MORGAN SECURITIES LLC

CRD#: 79

CHICAGO, IL

Past

September 6, 2004 - March 27, 2006

DELOITTE CORPORATE FINANCE LLC

CRD#: 111747

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JEFFERIES INVESTMENT ADVISERS LLC

CRD#: 325421 / SEC#: 801-127656

RIA

Registered Investment Advisory firm - (4/20/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/22/2013)

IAR

Alabama
(9/18/2025)

Alaska
(2/8/2019)

IAR

Alaska
(9/23/2025)

Arizona
(5/22/2013)

IAR

Arizona
(10/8/2025)

Arkansas
(2/8/2019)

IAR

Arkansas
(10/1/2025)

California
(5/22/2013)

IAR

California
(5/25/2023)

Colorado
(5/22/2013)

IAR

Colorado
(9/19/2025)

Connecticut
(5/22/2013)

IAR

Connecticut
(9/19/2025)

Delaware
(5/22/2013)

IAR

Delaware
(9/18/2025)

District of Columbia
(2/8/2019)

Florida
(5/22/2013)

IAR

Florida
(7/19/2023)

Georgia
(2/8/2019)

IAR

Georgia
(6/8/2023)

Hawaii
(2/8/2019)

IAR

Hawaii
(9/19/2025)

Idaho
(2/8/2019)

IAR

Idaho
(9/18/2025)

Illinois
(5/22/2013)

IAR

Illinois
(5/24/2023)

Indiana
(5/22/2013)

IAR

Indiana
(9/19/2025)

Iowa
(2/8/2019)

IAR

Iowa
(9/19/2025)

Kansas
(5/22/2013)

IAR

Kansas
(9/18/2025)

Kentucky
(2/8/2019)

IAR

Kentucky
(9/23/2025)

Louisiana
(2/8/2019)

IAR

Louisiana
(9/18/2025)

Maine
(2/8/2019)

IAR

Maine
(9/19/2025)

Maryland
(5/22/2013)

IAR

Maryland
(9/19/2025)

Massachusetts
(5/22/2013)

Michigan
(5/22/2013)

IAR

Michigan
(6/9/2023)

Minnesota
(5/22/2013)

IAR

Minnesota
(9/23/2025)

Mississippi
(2/8/2019)

IAR

Mississippi
(9/18/2025)

Missouri
(5/22/2013)

IAR

Missouri
(9/18/2025)

Montana
(2/8/2019)

IAR

Montana
(9/23/2025)

Nebraska
(2/8/2019)

IAR

Nebraska
(9/18/2025)

Nevada
(5/22/2013)

IAR

Nevada
(9/19/2025)

New Hampshire
(2/8/2019)

IAR

New Hampshire
(9/19/2025)

New Jersey
(5/22/2013)

IAR

New Jersey
(9/18/2025)

New Mexico
(2/8/2019)

IAR

New Mexico
(9/19/2025)

New York
(5/22/2013)

IAR

New York
(5/24/2023)

North Carolina
(5/22/2013)

IAR

North Carolina
(9/19/2025)

North Dakota
(2/8/2019)

IAR

North Dakota
(9/22/2025)

Ohio
(5/22/2013)

IAR

Ohio
(9/18/2025)

Oklahoma
(2/8/2019)

IAR

Oklahoma
(9/22/2025)

Oregon
(5/22/2013)

IAR

Oregon
(10/22/2025)

Pennsylvania
(5/22/2013)

IAR

Pennsylvania
(9/19/2025)

Puerto Rico
(2/8/2019)

IAR

Puerto Rico
(10/17/2025)

Rhode Island
(5/22/2013)

IAR

Rhode Island
(9/19/2025)

South Carolina
(1/8/2019)

IAR

South Carolina
(9/23/2025)

South Dakota
(5/22/2013)

IAR

South Dakota
(9/19/2025)

Tennessee
(1/8/2019)

Texas
(5/22/2013)

IAR

Texas
(5/31/2023)

Utah
(2/8/2019)

IAR

Utah
(9/18/2025)

Vermont
(2/8/2019)

IAR

Vermont
(9/18/2025)

Virgin Islands
(7/30/2024)

IAR

Virgin Islands
(9/19/2025)

Virginia
(5/22/2013)

IAR

Virginia
(9/19/2025)

Washington
(5/22/2013)

IAR

Washington
(9/18/2025)

West Virginia
(2/8/2019)

IAR

West Virginia
(9/22/2025)

Wisconsin
(5/22/2013)

IAR

Wisconsin
(6/8/2023)

Wyoming
(5/22/2013)

IAR

Wyoming
(9/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/2/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/26/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/14/2009

General Securities Representative Examination

SRO Registrations

24X National Exchange LLC

SRO Registrations

BOX Exchange LLC

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe C2 Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

Long-Term Stock Exchange, Inc.

SRO Registrations

MEMX LLC

SRO Registrations

MIAX Emerald, LLC

SRO Registrations

MIAX PEARL, LLC

SRO Registrations

MIAX Sapphire

SRO Registrations

Miami International Securities Exchange, LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

NYSE National, Inc.

SRO Registrations

NYSE Texas, Inc.

SRO Registrations

Nasdaq BX, Inc.

SRO Registrations

Nasdaq GEMX, LLC

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq MRX, LLC

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

JEFFERIES INVESTMENT ADVISERS LLC

CRD#: 325421 / SEC#: 801-127656

RIA

Registered Investment Advisory firm - (4/20/2023 Approved)

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Contact information

Main Address

520 Madison Avenue, New York, NY 10022

Mailing Address

Phone number

(212) 284-2300

Established

Firm type

Fiscal year end

# of Employees

135

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JEFFERIES INVESTMENT ADVISERS LLC - WRAP FEE BROCHURE (2/27/2025)

JEFFERIES INVESTMENT ADVISERS LLC - 2025 FINANCIAL PLANNING SERVICES BROCHURE (2/27/2025)

Regulatory assets under management

Total Number of Accounts	2,081
AUM (Assets Under Management)	$ 3,402,872,417

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott R. Hall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Richard Hall's CRS (Customer Relationship Summary).

Certified licenses

Experience

JEFFERIES LLC

LEUCADIA ASSET MANAGEMENT LLC

J.P. MORGAN SECURITIES LLC

DELOITTE CORPORATE FINANCE LLC

Primary Firm SEC Registration

JEFFERIES INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/2/2013

Series 63

Date: 10/26/2009

SIE

Date: 10/1/2018

Series 7

Date: 9/14/2009

24X National Exchange LLC

BOX Exchange LLC

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe C2 Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

Cboe Exchange, Inc.

FINRA

Investors' Exchange LLC

Long-Term Stock Exchange, Inc.

MEMX LLC

MIAX Emerald, LLC

MIAX PEARL, LLC

MIAX Sapphire

Miami International Securities Exchange, LLC

NYSE American LLC

NYSE Arca, Inc.

NYSE National, Inc.

NYSE Texas, Inc.

Nasdaq BX, Inc.

Nasdaq GEMX, LLC

Nasdaq ISE, LLC

Nasdaq MRX, LLC

Nasdaq PHLX LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

JEFFERIES INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JEFFERIES INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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