Bruce W. Zimmerman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce William Zimmerman was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1968. Bruce had worked at 11 firms and has passed the Series 63, Series 1, Series 24 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2001 - December 31, 2002
ARCHER ALEXANDER SECURITIES CORPORATION
January 17, 1997 - November 15, 2000
BIRCHTREE FINANCIAL SERVICES LLC
March 29, 1994 - November 5, 1996
TRIQUEST FINANCIAL, INC.
May 3, 1990 - November 1, 1993
VIP FINANCIAL COMPANIES, INC.
March 23, 1987 - January 22, 1990
NTB FINANCIAL CORPORATION
September 8, 1986 - February 13, 1987
ALLIED CAPITAL GROUP, INC.
April 18, 1979 - July 25, 1986
ENGLER-BUDD & COMPANY INC.
January 11, 1978 - July 31, 1980
SECO SECURITIES, INC.
February 7, 1972 - March 20, 1973
INSTITUTIONAL SECURITIES OF COLORADO, INC.
June 8, 1971 - January 30, 1977
BRUCE W. ZIMMERMAN INVESTMENTS INVESTMENTS
October 16, 1968 - July 7, 1971
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/18/1964
Registered Representative ExaminationSeries 00
Date: 9/26/1968
General Securities Principal ExaminationCurrent Firm
ARCHER ALEXANDER SECURITIES CORPORATION
CRD#: 41555 / SEC#: , 8-49488
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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