Benjamin C. Steele
Professional summary
Benjamin Charles Steele, CFP®, CIMA® is a registered financial advisor currently at DIAMOND TRAIL CAPITAL MANAGEMENT located in Montezuma, Iowa.
Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Benjamin has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Charles Steele's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2010
Experience
October 24, 2023 - Present
DIAMOND TRAIL CAPITAL MANAGEMENT
August 26, 2020 - October 3, 2023
LSB WEALTH MANAGEMENT
September 20, 2017 - June 15, 2018
FORESIDE FUND SERVICES, LLC
May 1, 2015 - March 27, 2019
MILES CAPITAL, INC.
March 11, 2015 - December 31, 2016
BROKER DEALER FINANCIAL SERVICES CORP.
August 31, 2010 - May 3, 2013
VOYA FINANCIAL ADVISORS, INC.
August 31, 2010 - March 25, 2011
VOYA FINANCIAL PARTNERS, LLC
August 31, 2010 - May 3, 2013
VOYA FINANCIAL ADVISORS, INC.
August 26, 2009 - September 1, 2010
DIRECTED SERVICES LLC
August 12, 2009 - September 1, 2010
DIRECTED SERVICES LLC
December 14, 2004 - July 28, 2009
WELLS FARGO INVESTMENTS, LLC
August 9, 2004 - July 28, 2009
WELLS FARGO INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/24/2023)
Exams
Current Firm
DIAMOND TRAIL CAPITAL MANAGEMENT
CRD#: 328798 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 41 |
| AUM (Assets Under Management) | $ 9,820,166 |
Red Flags
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