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Michael Scott Heslep

CRD# 4766513·Registered 2006 - 2010
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Scott Heslep was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 2006 - 2010. Michael had worked at 5 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

AMEREST SECURITIES, INC.·CRD# 40201
BD
Dallas, TX
March 26, 2010 - April 29, 2010
MPG FINANCIAL, LLC·CRD# 146670
BD
Richardson, TX
February 6, 2009 - October 23, 2009
SOUTHWEST TEXAS CAPITAL, L.L.C·CRD# 104200
BD
Plano, TX
August 29, 2007 - July 11, 2008
TEXLARK SECURITIES, LLC·CRD# 132226
BD
Plano, TX
January 24, 2007 - June 13, 2007
AMEREST SECURITIES, INC.·CRD# 40201
BD
Dallas, TX
June 16, 2006 - October 5, 2006
BARRON MOORE, INC.·CRD# 123521
BD
Dallas, TX
January 19, 2006 - March 6, 2006

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Current Firm

AS
AMEREST SECURITIES, INC.

AMEREST SECURITIES, INC. | ECCO PETROLEUM INVESTMENTS, INC.

CRD#: 40201 / SEC#: 8-49034
BD
Terminated by SEC on 09/06/2010

Contact Information

Established

Texas since 01/11/1996

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
AMEREST INCCORPORATION—
BULL, BRIAN WILLIAMCHIEF COMPLIANCE OFFICER2908806
PARVIZIAN, ALI LEONCHAIRMAN1861143
PARVIZIAN, ALI LEONPRESIDENT1861143

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2004About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 2004About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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