Corey C. Golden

GOLDEN WEALTH MANAGEMENT

Pittston, PA 18640

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CRD#: 4766445

Professional summary

Corey Charles Golden, CFP®, who also goes by Corey C Golden, Corey Golden, is a registered financial advisor currently at GOLDEN WEALTH MANAGEMENT located in Pittston, Pennsylvania and PRIVATE CLIENT SERVICES, LLC located in Pittston, Pennsylvania.

Corey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Corey has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Corey C Golden | Corey Golden

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) PITTSTON HOLDINGS. 307 YORK AVE, WEST PITTSTON, PA 18643. PRODUCE & SELL KEETCHUP. CO-OWNER & COOK. 40 HOURS/MO; 0 DURING TRADING HOURS. 2) GOLDEN WEALTH MANAGEMENT. 2 SOUTH MAIN STREET, STE. 401, PITTSTON, PA 18640. REGISTERED INVESTMENT ADVISOR OFFERING FINANCIAL PLANNING AND INVESTMENT MANAGEMENT SERVICES. PRESIDENT AND CHIEF COMPLIANCE OFFICER. OUTSIDE RIA DBA. 200 HOURS/MO; 140 DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Corey Charles Golden's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

January 23, 2019 - Present

GOLDEN WEALTH MANAGEMENT

Office #1: 2 South Main Street Suite 400, Pittston, PA 18640

RIA

CRD#: 299522

Pittston, PA

Current

January 18, 2019 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 2 South Main Street Suite 400, Pittston, PA 18640

RIA

CRD#: 120222

Pittston, PA

Past

September 25, 2009 - January 30, 2019

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

WILKES-BARRE, PA

Past

September 25, 2009 - January 30, 2019

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

WILKES-BARRE, PA

Past

March 9, 2009 - September 25, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

PLAINS, PA

Past

July 14, 2006 - September 25, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

PLAINS, PA

Past

March 9, 2005 - July 17, 2006

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SCRANTON, PA

Past

April 26, 2004 - July 17, 2006

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SCRANTON, PA

Past

March 23, 2004 - April 20, 2004

NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GOLDEN WEALTH MANAGEMENT

GOLDEN WEALTH MANAGEMENT | GOLDEN WEALTH MANAGEMENT LLC

CRD#: 299522 / SEC#: 801-117113

RIA

Registered Investment Advisory firm - (8/1/2019 Approved)

Pennsylvania

Registered Investment Advisory firm - (8/12/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(1/18/2019)

IAR

Pennsylvania
(1/23/2019)

IAR

Texas
(8/1/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/4/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/12/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/19/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

GOLDEN WEALTH MANAGEMENT

GOLDEN WEALTH MANAGEMENT | GOLDEN WEALTH MANAGEMENT LLC

CRD#: 299522 / SEC#: 801-117113

RIA

Registered Investment Advisory firm - (8/1/2019 Approved)

Pennsylvania

Registered Investment Advisory firm - (8/12/2019 Terminated)

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Contact information

Main Address

2 South Main Street Suite 400, Pittston, PA 18640

Mailing Address

Phone number

(570) 208-7050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- GOLDEN WEALTH MANAGEMENT LLC (3/20/2025)

Regulatory assets under management

Total Number of Accounts	241
AUM (Assets Under Management)	$ 137,488,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Corey C. Golden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Corey Charles Golden's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

NATIONAL FINANCIAL SERVICES LLC

Primary Firm SEC Registration

GOLDEN WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 1/4/2005

Series 63

Date: 5/12/2004

SIE

Date: 10/1/2018

Series 7

Date: 3/19/2004

FINRA

Current Firm

GOLDEN WEALTH MANAGEMENT

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GOLDEN WEALTH MANAGEMENT

TRUST BUT VERIFY

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