JM
John C. Marino
PARK AVENUE SECURITIES LLC
Saint Louis, MO 63141
Some features on this profile are disabled
CRD#: 4766375
JM
Professional summary
John Camillo Marino, who also goes by John C Marino, John Marino, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Saint Louis, Missouri.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. John has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John C Marino | John Marino
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Health Insurance-appointed with United Health Care to write individual Health Policies,,. Start: 09/01/2003, Address: 30 Freymuth Road Lake St Louis, Missouri 63367, 1 non bus hr per month, Investment related, 2. The DaVinci Group LLC-Non publicized corporation through which I will run business expenses for tax purposes, Start: 06/04/2013, Address: 30 Freymuth Road Lake St Louis, Missouri 63367, 0 hrs per month, Not investment related, 3. Insurance products offered outside of Guardian-MassMutual Disability and Life Insurance, Start: 02/25/2015, Address: 30 Freymuth Road Lake St Louis, Missouri 63367, 1 bus hr per month, Investment related,
CRS (Client Relationship Summary) - RIA
Click below to view John Camillo Marino's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Camillo Marino's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 4, 2010 - Present
PARK AVENUE SECURITIES LLC
Office #1: 625 Maryville Centre Drive Suite 100, Saint Louis, MO 63141RIA
BD
CRD#: 46173
Saint Louis, MO
Current
September 30, 2010 - Present
PARK AVENUE SECURITIES LLC
Office #1: 625 Maryville Centre Drive Suite 100, Saint Louis, MO 63141RIA
BD
CRD#: 46173
Saint Louis, MO
Past
September 4, 2009 - September 13, 2010
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
CHESTERFIELD, MO
Past
August 20, 2009 - September 13, 2010
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
CHESTERFIELD, MO
Past
April 11, 2006 - August 18, 2009
LPL FINANCIAL LLC
RIA
CRD#: 6413
CHESTERFIELD, MO
Past
April 11, 2006 - August 18, 2009
LPL FINANCIAL LLC
BD
CRD#: 6413
CHESTERFIELD, MO
Past
January 19, 2005 - April 18, 2006
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
ST LOUIS, MO
Past
April 21, 2004 - April 18, 2006
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
ST LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(12/19/2017)
IAR
Arkansas(12/20/2017)
RR
California(6/28/2012)
RR
Florida(8/22/2017)
IAR
Florida(8/23/2017)
RR
Idaho(6/1/2015)
IAR
Idaho(6/2/2015)
RR
Illinois(7/23/2014)
IAR
Illinois(8/27/2014)
RR
Massachusetts(6/3/2019)
RR
Missouri(9/30/2010)
IAR
Missouri(10/4/2010)
RR
Montana(4/27/2011)
IAR
Montana(4/11/2017)
RR
New Mexico(8/9/2023)
RR
Ohio(4/27/2011)
IAR
Ohio(8/17/2017)
RR
Oklahoma(6/1/2015)
IAR
Oklahoma(6/3/2015)
RR
Texas(1/4/2019)
IAR
Texas(1/7/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PARK AVENUE SECURITIES LLC
CRD#: 46173Saint Louis, MO 63141TRUST BUT VERIFY
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