PM
Pamela L. Mudd
SPC FINANCIAL
ROCKVILLE, MD 20852
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CRD#: 4766372
PM
Professional summary
Pamela Lynette Mudd, CFP® is a registered financial advisor currently at SPC FINANCIAL INC located in Rockville, Maryland.
Pamela is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Pamela has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Pamela Lynette Mudd's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 27, 2004 - Present
SPC FINANCIAL INC
Office #1: 3202 Tower Oaks Blvd. #400, Rockville, MD 20852RIA
CRD#: 104618
ROCKVILLE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SPC FINANCIAL INC
SPC FINANCIAL INC
CRD#: 104618 / SEC#: 801-14191
RIA
Registered Investment Advisory firm - (11/30/1978 Approved)Maryland
Registered Investment Advisory firm - (12/12/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(2/27/2004)
Exams
Current Firm
SF
SPC FINANCIAL INC
SPC FINANCIAL INC
CRD#: 104618 / SEC#: 801-14191
RIA
Registered Investment Advisory firm - (11/30/1978 Approved)Maryland
Registered Investment Advisory firm - (12/12/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3202 Tower Oaks Blvd Suite 400, Rockville, MD 20852-4219
Mailing Address
Phone number
(301) 770-6800
Established
Firm type
Fiscal year end
# of Employees
33
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,180 |
| AUM (Assets Under Management) | $ 1,392,088,059 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 03/25/2025 | ||
| 10/01/2024 | ||
| 07/30/2024 | ||
| 04/10/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
