Tary B. Middlesworth

ENTRUSTED WEALTH

Kalispell, MT 59901

Some features on this profile are disabled

CRD#: 4766017

Professional summary

Tary Ben Middlesworth JR, CFP®, who also goes by T J Ben Middlesworth, Tary Ben Middlesworth, is a registered financial advisor currently at ENTRUSTED WEALTH located in Kalispell, Montana.

Tary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Tary has worked at 5 firms and has passed the Series 66, Series 87, Series 86 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

T J Ben Middlesworth | Tary Ben Middlesworth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Employee, Baker Boyer Bank, 7 W Main, Walla Walla, WA 99362. Investment-related: yes, starting June 2019. Operations (remote work). 120 hours per month devoted, 40 hours per month during trading hours. Duties include providing expertise on investment reporting and reconciliation, technology projects, and other duties as assigned.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tary Ben Middlesworth JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

February 25, 2019 - Present

ENTRUSTED WEALTH

Office #1: 1001 S. Main St. Ste 600, Kalispell, MT 59901

RIA

CRD#: 294185

Kalispell, MT

Past

June 19, 2018 - January 2, 2019

ENTRUSTED WEALTH

RIA

CRD#: 294185

Keizer, OR

Past

March 29, 2011 - December 31, 2013

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

WALLA WALLA, WA

Past

March 29, 2011 - December 31, 2013

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

WALLA WALLA, WA

Past

September 12, 2006 - March 1, 2011

PACIFIC CREST SECURITIES LLC

CRD#: 6619

PORTLAND, OR

Past

May 19, 2005 - September 13, 2006

VOYA FINANCIAL PARTNERS, LLC

RIA

CRD#: 34815

PORTLAND, OR

Past

May 19, 2005 - September 13, 2006

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

PORTLAND, OR

Past

April 13, 2004 - July 13, 2004

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Montana
(1/9/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/28/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 87

Date: 11/13/2006

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 10/16/2006

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 4/12/2004

General Securities Representative Examination

Current Firm

ENTRUSTED WEALTH

ENTRUSTED WEALTH | ENTRUSTED WEALTH LLC

CRD#: 294185 / SEC#:

Montana

Registered Investment Advisory firm - (2/19/2019 Approved)

Washington

Registered Investment Advisory firm - (9/22/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1001 S. Main St. Ste 600, Kalispell, MT 59901

Mailing Address

1001 S. Main St. # 5634, Kalispell, MT 59901

Phone number

(406) 909-4119

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	39
AUM (Assets Under Management)	$ 5,830,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Yasuyuki Goto

TRANSPACIFIC GROUP LLC

MIAMI, FL

John Sanders

PORTUS WEALTH ADVISORS, LLC

IAR

CHARLOTTE, NC

Walter Corea

RBC CAPITAL MARKETS, LLC

IAR

Woodside, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Tary B. Middlesworth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tary Ben Middlesworth JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

ENTRUSTED WEALTH

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

PACIFIC CREST SECURITIES LLC

VOYA FINANCIAL PARTNERS, LLC

VOYA FINANCIAL PARTNERS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/28/2004

Series 87

Date: 11/13/2006

Series 86

Date: 10/16/2006

Series 7

Date: 4/12/2004

Current Firm

ENTRUSTED WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ENTRUSTED WEALTH

TRUST BUT VERIFY

Similar Advisors