Brandon J. Vassallo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandon Joseph Vassallo, who also goes by Brandon Vassallo, Joe Vassallo, Joseph Vassallo, was a registered financial professional .
Brandon is a previously registered financial professional and started their career in finance in 2004. Brandon had worked at 6 firms and has passed the Series 63, SIE and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2016 - January 23, 2017
COVA CAPITAL PARTNERS LLC
March 30, 2015 - April 12, 2016
LEGEND SECURITIES, INC.
March 12, 2015 - March 20, 2015
SIXTEEN SECURITIES, INC.
September 30, 2013 - March 13, 2015
BROOKVILLE CAPITAL PARTNERS
May 15, 2006 - June 26, 2012
BROOKVILLE CAPITAL PARTNERS
March 21, 2006 - June 13, 2006
MILESTONE FINANCIAL SERVICES, INC.
February 14, 2006 - March 22, 2006
BROOKVILLE CAPITAL PARTNERS
March 8, 2004 - March 8, 2006
BENSON YORK GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 3/5/2004
Corporate Securities Limited Representative ExaminationCurrent Firm
COVA CAPITAL PARTNERS LLC
CRD#: 109761 / SEC#: , 8-53105
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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