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SP

Sarah J. Pinkley

MERAMEC FINANCIAL PLANNERS
CLAYTON, MO 63105
Some features on this profile are disabled
CRD#: 4765832
SP

Professional summary

Sarah Jane Pinkley is a registered financial advisor currently at MERAMEC FINANCIAL PLANNERS, LLC located in Clayton, Missouri.

Sarah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Sarah has worked at 4 firms and has passed the Series 66, Series 79TO, Series 82TO, Series 99TO, SIE, Series 7, Series 14, Series 39, Series 26 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Jane Pinkley's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 20, 2025 - Present

MERAMEC FINANCIAL PLANNERS, LLC

Office #1: 7911 Forsyth Blvd. Suite 200, Clayton, MO 63105
RIA
CRD#: 335112
CLAYTON, MO
Past

September 7, 2022 - July 1, 2025

CLAYTON FINANCIAL GROUP, LLC

RIA
CRD#: 226729
ST. LOUIS, MO
Past

January 2, 2009 - September 8, 2022

SAXONY CAPITAL MANAGEMENT, LLC

RIA
CRD#: 122692
SAINT LOUIS, MO
Past

July 18, 2008 - September 8, 2022

SAXONY SECURITIES, INC.

BD
CRD#: 115547
ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MF
MERAMEC FINANCIAL PLANNERS, LLC
MERAMEC FINANCIAL PLANNERS, LLC

CRD#: 335112 / SEC#: 801-132213

RIA
Registered Investment Advisory firm - (3/20/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Missouri
(3/20/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/12/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/17/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 39
Date: 1/2/2023
Direct Participation Programs Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 1/2/2023
Investment Company Products/Variable Contracts Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/9/2009
General Securities Principal Examination

Current Firm

MF
MERAMEC FINANCIAL PLANNERS, LLC
MERAMEC FINANCIAL PLANNERS, LLC

CRD#: 335112 / SEC#: 801-132213

RIA
Registered Investment Advisory firm - (3/20/2025 Approved)
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Contact information

Main Address
7911 Forsyth Blvd. Suite 200, Clayton, MO 63105
Mailing Address
Phone number
(314) 579-3295
Established
Firm type
Fiscal year end
# of Employees
16

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV 2A & 2B (7/1/2025)

Regulatory assets under management

Total Number of Accounts2,053
AUM (Assets Under Management)$ 1,278,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MERAMEC FINANCIAL PLANNERS, LLC

CRD#: 335112Clayton, MO 63105

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