Cynthia M. Vacek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cynthia Marie Vacek, who also goes by Cindy Marie Vacek, was a registered financial professional .
Cynthia is a previously registered financial professional and started their career in finance in 2005. Cynthia had worked at 5 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2022 - September 23, 2022
ALL OF US SECURITIES LLC
January 18, 2022 - May 2, 2022
CHARLES SCHWAB & CO., INC.
June 8, 2015 - December 31, 2020
TD AMERITRADE CLEARING, INC.
June 25, 2009 - May 27, 2010
BELLEVUE CHICAGO, LLC
April 22, 2006 - January 18, 2022
TD AMERITRADE, INC.
March 21, 2005 - April 22, 2006
TD AMERITRADE CLEARING, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ALL OF US SECURITIES LLC
CRD#: 292163 / SEC#: , 8-70073
Contact information
Documents
Red Flags
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