George S. Pace
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Salvatore Pace was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 2004. George had worked at 6 firms and has passed the Series 63, Series 66, Series 22TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2021 - January 3, 2023
TOBIN & COMPANY SECURITIES LLC
February 17, 2020 - December 31, 2020
PATRICK CAPITAL MARKETS, LLC
June 20, 2012 - March 24, 2016
VERUS CAPITAL PARTNERS, LLC
August 6, 2010 - March 24, 2016
SECURITIES AMERICA, INC.
December 22, 2009 - December 31, 2014
VERUS CAPITAL PARTNERS, LLC
November 9, 2004 - August 11, 2010
NEXT FINANCIAL GROUP, INC.
September 16, 2004 - August 11, 2010
NEXT FINANCIAL GROUP, INC.
February 26, 2004 - October 15, 2004
NEWBRIDGE SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 22TO
Date: 2/15/2020
Direct Participation Programs Representative ExaminationCurrent Firm
TOBIN & COMPANY SECURITIES LLC
CRD#: 137918 / SEC#: , 8-67134
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TOBIN & COMPANY INVESTMENT BANKING GROUP LLC | PARENT COMPANY | |
| TOBIN, JUSTINE EIDT | CHIEF COMPLIANCE OFFICER | 1641345 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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