Gary J. Vyneman

PROBITAS FINANCIAL

Newport Beach, CA 92660

Some features on this profile are disabled

CRD#: 4765414

Professional summary

Gary Joseph Vyneman is a registered financial advisor currently at PROBITAS FINANCIAL located in Newport Beach, California and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Newport Beach, California.

Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Gary has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) LAW OFFICES OF GARY VYNEMAN - OWNER - LAW FIRM/LEGAL SERVICES - NEWPORT BEACH, CA - SINCE 01/2006 - NOT INVESTMENT RELATED 2.) PROBITAS FINANCIAL - PRESIDENT - REGISTERED INVESTMENT ADVISOR - NEWPORT BEACH, CA - SINCE 07/2007 - INVESTMENT RELATED 3.) GREAT SCOTT TREE SERVICE - DIRECTOR ON BOARD OF DIRECTORS - TREE MAINTENANCE SERVICE - STANTON, CA - SINCE 12/2014 - NOT INVESTMENT RELATED 4.) VIEWPOINT CHURCH - TREASURER/BOARD OF DIRECTORS - COMMUNITY, CIVIC OR CHARITABLE BOARD MEMBER OR OFFICER - NEWPORT BEACH, CA - SINCE 02/2014 - NOT INVESTMENT RELATED 5.) PROBITAS FINANCIAL - PRESIDENT - DBA NAME FOR MARKETING PURPOSES ONLY - NEWPORT BEACH, CA - SINCE 08/2018 - INVESTMENT RELATED 6.) GARY JOSEPH VYNEMAN INDEPENDENT INSURANCE - AGENT - NON-VARIABLE INSURANCE - NEWPORT BEACH, CA - SINCE 01/2018 - INVESTMENT RELATED 7.) NUTS NINJA, LLC - OWNER/MANAGER - SALE OF ROASTED NUTS - NEWPORT BEACH, CA - SINCE 08/2018 - NOT INVESTMENT RELATED 8.) GDBB, LLC - OWNER/MANAGER - REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - COSTA MESA, CA - SINCE 01/2020 - INVESTMENT RELATED 9.) DARLYNN MORGAN VYNEMAN ILIT - TRUSTEE - TRUST RELATED SERVICES - NEWPORT BEACH, CA - SINCE 10/2021 - INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Joseph Vyneman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 2, 2012 - Present

PROBITAS FINANCIAL

Office #1: 1500 Quail Street Suite 540, Newport Beach, CA 92660

RIA

CRD#: 143819

Newport Beach, CA

Current

January 31, 2017 - Present

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Office #1: 1500 Quail Street #540, Newport Beach, CA 92660

RIA

CRD#: 20804

Newport Beach, CA

Past

February 21, 2014 - February 1, 2017

TCFG INVESTMENT ADVISORS, LLC

RIA

CRD#: 166606

NEWPORT BEACH, CA

Past

January 22, 2014 - February 1, 2017

TCFG WEALTH MANAGEMENT, LLC

CRD#: 164153

LAGUNA NIGUEL, CA

Past

February 3, 2006 - January 10, 2014

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

NEWPORT BEACH, CA

Past

October 13, 2005 - January 10, 2014

NATIONAL PLANNING CORPORATION

CRD#: 29604

NEWPORT BEACH, CA

Past

June 21, 2004 - October 3, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEWPORT BEACH, CA

Past

April 28, 2004 - October 3, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(5/2/2012)

California
(1/31/2017)

Colorado
(6/23/2025)

Connecticut
(2/6/2024)

Florida
(9/27/2017)

Idaho
(1/27/2021)

Kansas
(11/1/2021)

Michigan
(4/10/2023)

Nebraska
(1/2/2024)

Nevada
(2/20/2019)

IAR

Texas
(12/22/2014)

Texas
(9/26/2017)

Washington
(1/31/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/17/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/26/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PROBITAS FINANCIAL

PROBITAS FINANCIAL | VYNEMAN, GARY JOSEPH

CRD#: 143819 / SEC#:

California

Registered Investment Advisory firm - (7/25/2007 Approved)

Texas

Registered Investment Advisory firm - (4/23/2012 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1500 Quail Street Suite 540, Newport Beach, CA 92660

Mailing Address

Phone number

(949) 528-6060

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	132
AUM (Assets Under Management)	$ 68,209,813

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Barton Pearce

PARK AVENUE SECURITIES LLC

IAR

IRVINE, CA

Ryan Gallo

LPL FINANCIAL LLC

IAR

FULLERTON, CA

Michael Jensen

FALCON WEALTH PLANNING, INC.

IAR

Irvine, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Gary J. Vyneman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Joseph Vyneman's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

TCFG INVESTMENT ADVISORS, LLC

TCFG WEALTH MANAGEMENT, LLC

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 6/17/2004

SIE

Date: 10/1/2018

Series 7

Date: 4/26/2004

FINRA

Current Firm

PROBITAS FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PROBITAS FINANCIAL

TRUST BUT VERIFY

Similar Advisors