Joyce S. Search
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joyce Sue Search, who also goes by Joyce S Coen, Joyce Sue Coen, Joyce Sue Crawford, was a registered financial professional .
Joyce is a previously registered financial professional and started their career in finance in 2004. Joyce had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2018 - February 7, 2019
FIDELITY PERSONAL AND WORKPLACE ADVISORS
December 10, 2014 - July 13, 2018
STRATEGIC ADVISERS LLC
September 11, 2014 - February 4, 2019
FIDELITY BROKERAGE SERVICES LLC
August 19, 2013 - August 19, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
August 19, 2013 - August 19, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 11, 2011 - June 14, 2013
LPL FINANCIAL LLC
October 11, 2011 - June 14, 2013
LPL FINANCIAL LLC
March 19, 2008 - October 11, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
February 7, 2006 - October 11, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
April 14, 2004 - February 2, 2006
FIFTH THIRD SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
