John A. Occhipinti

STRATEGIC ADVISERS LLC | Financial Consultant

FAIRFIELD, CT

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CRD#: 4765271

Professional summary

John A. Occhipinti, CFP®, who also goes by John A Occhipinti, John Anthony Occhipinti Mr., John Anthony Occhipinti, John Occhipinti, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Fairfield, Connecticut and FIDELITY BROKERAGE SERVICES LLC located in Fairfield, Connecticut.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. John has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Biography

As a Financial Consultant, I provide education and guidance to enable my clients to develop a personal financial plan and make more confident decisions. I enjoy the opportunity and challenges of understanding each person's unique personal and financial situation while providing customized strategies.

Question & Answer

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

John A Occhipinti | John Anthony Occhipinti Mr. | John Anthony Occhipinti | John Occhipinti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John A. Occhipinti's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Education

University of Miami

Bachelor of Business Administration - Finance

2003

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 1261 Post Road, Fairfield, CT 06824-6072

RIA

CRD#: 104555

FAIRFIELD, CT

Current

June 11, 2018 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 1261 Post Road, Fairfield, CT 06824

CRD#: 7784

Fairfield, CT

Past

July 13, 2018 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

FAIRFIELD, CT

Past

June 15, 2018 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

FAIRFIELD, CT

Past

March 25, 2017 - June 1, 2018

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

ELMSFORD, NY

Past

March 25, 2017 - June 1, 2018

MML INVESTORS SERVICES, LLC

CRD#: 10409

ELMSFORD, NY

Past

November 6, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

ELMSFORD, NY

Past

October 30, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

ELMSFORD, NY

Past

August 1, 2011 - November 2, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WHITE PLAINS, NY

Past

May 14, 2011 - November 2, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WHITE PLAINS, NY

Past

April 27, 2004 - June 30, 2004

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(10/8/2021)

California
(4/23/2020)

Colorado
(2/12/2021)

Connecticut
(6/11/2018)

IAR

Connecticut
(3/31/2025)

Delaware
(8/8/2020)

District of Columbia
(7/2/2025)

Florida
(6/11/2018)

Georgia
(8/8/2020)

Illinois
(11/16/2020)

Indiana
(3/31/2025)

Louisiana
(1/4/2025)

Maine
(8/13/2021)

Massachusetts
(3/7/2019)

Michigan
(8/13/2021)

Nevada
(4/23/2020)

New Hampshire
(1/3/2020)

New Jersey
(1/3/2020)

New York
(6/11/2018)

North Carolina
(8/8/2020)

North Dakota
(1/3/2020)

Pennsylvania
(1/3/2020)

South Carolina
(4/23/2020)

Tennessee
(11/16/2020)

Texas
(3/25/2023)

IAR

Texas
(3/31/2025)

Vermont
(1/3/2020)

Virginia
(3/2/2024)

Washington
(8/8/2020)

Wisconsin
(8/8/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/28/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/13/2011

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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John A. Occhipinti

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John A. Occhipinti's CRS (Customer Relationship Summary).

Certified licenses

Education

University of Miami

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/28/2011

SIE

Date: 10/1/2018

Series 7

Date: 5/13/2011

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

Contact information

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