Ian M. Rodgers
Professional summary
Ian Michael Rodgers, CFP®, who also goes by Ian Michael Rodgers Mr., Ian M Rodgers, is a registered financial advisor currently at FOUR PEAKS PLANNING AND INVESTMENTS LLC located in Gilbert, Arizona.
Ian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Ian has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ian Michael Rodgers's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2015
Experience
November 6, 2019 - Present
FOUR PEAKS PLANNING AND INVESTMENTS LLC
Office #1: 1760 E Pecos Rd Suite 347, Gilbert, AZ 85295April 26, 2019 - September 20, 2019
M. S. HOWELLS & CO.
April 23, 2019 - September 20, 2019
MSH CAPITAL ADVISORS LLC
April 4, 2014 - March 27, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 4, 2014 - March 27, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 9, 2009 - April 7, 2014
EDWARD JONES
March 30, 2009 - March 30, 2009
EDWARD JONES
March 30, 2009 - April 7, 2014
EDWARD JONES
May 28, 2008 - February 20, 2009
MORGAN STANLEY & CO. LLC
March 25, 2008 - February 20, 2009
MORGAN STANLEY & CO. LLC
March 15, 2004 - March 24, 2008
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/6/2019)
(3/30/2022)
Exams
Current Firm
FOUR PEAKS PLANNING AND INVESTMENTS LLC
CRD#: 305739 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 151 |
| AUM (Assets Under Management) | $ 55,300,000 |
Red Flags
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