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JH

John Finley Howell

CRD# 4765235·Registered 2004 - 2026
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Finley Howell was a registered financial advisor. John was a previously registered financial professional and started their career in finance 2004 - 2026. John had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

BROOKSTONE WEALTH ADVISORS, LLC·CRD# 137658
RIA
Sherwood, AR
May 22, 2025 - April 15, 2026
ROYAL FUND MANAGEMENT, LLC·CRD# 144434
RIA
Jacksonville, AR
July 8, 2015 - January 8, 2025
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.·CRD# 132070
RIA
Pasadena, TX
October 11, 2012 - September 5, 2013
HOWELL FINANCIAL GROUP·CRD# 146166
RIA
Katy, TX
March 25, 2008 - September 27, 2011
PLANMEMBER SECURITIES CORPORATION·CRD# 11869
RIA
Katy, TX
April 26, 2004 - December 1, 2006
PLANMEMBER SECURITIES CORPORATION·CRD# 11869
BD
Carpinteria, CA
March 1, 2004 - December 1, 2006

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Current Firm

BW
BROOKSTONE WEALTH ADVISORS, LLC

BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES

CRD#: 137658 / SEC#: 801-67628
RIA
Registered Investment Advisory firm - SEC (3/16/2007 Approved)

Contact Information

Main Address

1745 S Naperville Rd Suite 200, Wheaton, IL 60189

Phone Number

(630) 653-1400

# of Employees

247

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BWA ADV 2A (3/2/2026)
0

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 10/2010:HOWELL FINANCIAL GROUP (DBA); NON INVESTMENT RELATED; 6406 CRESTERRACE DRIVE, PASADENA, TX, USA 77505; STRICTLY INSURANCE; PRESIDENT AND OWNER; 25 HOURS PER WEEK
(2) 6/2023: HOWELL WEALTH CONSULTANTS LLC; MANAGER; INVESTMENT RELATED; 7110 THELMA DRIVE, JACKSONVILLE AR; MARKETING/DBA USED FOR ROYAL FUND
(3) 6/2023: Retirement Made Easy 101 LLC; Manager; Insurance Related; 7110 Thelma Drive, Jacksonville, AR

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BROOKSTONE WEALTH ADVISORS, LLC

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RIA
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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2004About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2004About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 2004About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JH
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