Jeffrey Earl Riley
CFP®Professional Summary
Jeffrey Earl Riley, CFP®, who also goes by Jeff Riley, is a registered financial advisor currently at WILLIS JOHNSON WEALTH located in Houston, Texas. Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Jeffrey has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Business Services
- Tax Planning
- Retirement Planning
- Risk Management & Insurance
- Financial Planning
- Investment Management
- Estate & Legacy Planning
Biography
Jeff spends his free time outdoors with his wife, Jill, who is a Registered Nurse. Often he can be found playing guitar or working on his foreign language skills. At Western Michigan University he studied German for 4 years. With Houston’s diversity of culture and arts, he enjoys all Houston has to offer.
Other Aliases
Jeff Riley
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
22 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
JOHNSON, BENDER & COMPANY | WILLIS JOHNSON WEALTH, INC. | WILLIS JOHNSON WEALTH | WILLIS JOHNSON & ASSOCIATES, INC.
Contact Information
Main Address
5847 San Felipe Suite 1500, Houston, TX 77057Phone Number
(713) 439-1200# of Employees
41SEC notice filing (12 States and Territories)
Registered to provide investment advisory services in 12 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,742AUM (Assets Under Management)
$1,851,891,503Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
JOHNSON, BENDER & COMPANY | WILLIS JOHNSON WEALTH, INC. | WILLIS JOHNSON WEALTH | WILLIS JOHNSON & ASSOCIATES, INC.
State Registrations and Notice Filings
(5/27/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 2004About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Oct 2007About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Earl Riley's CRS (Customer Relationship Summary).
Services Offered by Jeffrey
- Business Services
- Tax Planning
- Retirement Planning
- Risk Management & Insurance
- Financial Planning
- Investment Management
- Estate & Legacy Planning
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