DP
Douglas A. Potash
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
ANNAPOLIS, MD 21401
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CRD#: 4765026
DP
Professional summary
Douglas Anthony Potash is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Annapolis, Maryland and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Annapolis, Maryland.
Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Douglas has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LEGACY FINANCIAL GROUP, 888 BESTGATE RD, #305, ANNAPOLIS, MD, 11/01/2013, Vice President, Insurance/Benefits/Human Resources, NIR, 1 HR/MO, 0 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 10/2012, AS ADVISORY REP OF AN RIA, INV REL, 40 HR/MO, 40 HR/MO TRADING. 3) SHIDOOBEE WITH STONESDOUG, 27 HARBOUR HEIGHTS DR, ANNAPOLIS, MD, 02/2000, OWNER, SOCIAL NETWORKING GROUP, NIR, 32 HR/MO, 0 HR/MO TRADING. 4) LEGACY WEALTHCARE, LLC, 888 Bestgate Rd Suite 305, Annapolis MD 21401, United States, 06/12/2024, DBA, Using a Trade Name/dba, NIR, 0 HR/MO - 0 HR/MO TRADING 5) LEGACY FINANCIAL, 888 Bestgate Rd., Ste 305, Annapolis MD 21401, United States, 10/12/2012, IAR, DBA Name, INV REL, 160HR/MO, 120 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Anthony Potash's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 12, 2012 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 888 Bestgate Rd. Ste 315, Annapolis, MD 21401RIA
CRD#: 134139
ANNAPOLIS, MD
Current
October 12, 2012 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 888 Bestgate Rd. Suite 305, Annapolis, MD 21401BD
CRD#: 39543
Annapolis, MD
Past
July 8, 2009 - October 17, 2012
OSAIC FS, INC.
RIA
CRD#: 3870
ANNAPOLIS, MD
Past
July 1, 2009 - October 17, 2012
OSAIC FS, INC.
BD
CRD#: 3870
ANNAPOLIS, MD
Past
July 12, 2004 - July 8, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
COLUMBIA, MD
Past
June 21, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
June 21, 2004 - July 8, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
COLUMBIA, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/12/2012)
RR
Colorado(9/2/2015)
RR
Delaware(2/4/2014)
RR
District of Columbia(1/27/2025)
RR
Florida(10/12/2012)
RR
Hawaii(10/15/2012)
RR
Illinois(9/16/2013)
RR
Maryland(10/12/2012)
IAR
Maryland(10/12/2012)
RR
New Hampshire(5/19/2021)
RR
New Jersey(10/12/2012)
RR
New Mexico(6/28/2022)
RR
New York(10/12/2012)
RR
North Carolina(10/12/2012)
RR
Pennsylvania(10/12/2012)
RR
Texas(1/9/2020)
IAR
Texas(1/10/2020)
RR
Virginia(10/12/2012)
RR
Washington(11/5/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Annapolis, MD 21401TRUST BUT VERIFY
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