Dennis R. Greene
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Richard Greene, who also goes by Peter Dennis Zielinski, was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1972. Dennis had worked at 11 firms and has passed the Series 66, Series 65, Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2013 - March 10, 2014
ALPHASTAR CAPITAL MANAGEMENT
January 3, 2006 - May 1, 2013
KALOS MANAGEMENT
January 3, 2006 - May 1, 2013
KALOS CAPITAL, INC.
May 19, 2004 - January 20, 2006
NEXT FINANCIAL GROUP, INC.
May 19, 2004 - January 20, 2006
NEXT FINANCIAL GROUP, INC.
January 28, 2002 - May 24, 2004
SICOR SECURITIES INC
January 24, 2000 - May 24, 2004
SICOR SECURITIES INC
January 3, 1994 - February 3, 2000
MID ATLANTIC INVESTOR SERVICES, INC.
October 4, 1989 - January 5, 1994
KEOGLER, MORGAN & COMPANY, INC.
April 6, 1983 - October 17, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
May 3, 1982 - May 18, 1983
FSC SECURITIES CORPORATION
September 18, 1974 - May 10, 1982
NEW ENGLAND SECURITIES
March 14, 1972 - March 21, 1974
FIRST OF MICHIGAN CORPORATION
Primary Firm SEC Registration
ALPHASTAR CAPITAL MANAGEMENT
CRD#: 157423 / SEC#: 801-72361
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/2/1972
Registered Representative ExaminationCurrent Firm
ALPHASTAR CAPITAL MANAGEMENT
CRD#: 157423 / SEC#: 801-72361
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,592 |
| AUM (Assets Under Management) | $ 1,841,154,148 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/12/2023 | ||
| 06/27/2023 | ||
| 01/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
