Paul K. Mannion

PLATFORM WEALTH ADVISORS

GOLETA, CA 93117

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CRD#: 4764558

Professional summary

Paul Kevin Mannion, CFP®, who also goes by Paul K Mannion, is a registered financial advisor currently at PLATFORM WEALTH ADVISORS located in Goleta, California.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Paul has worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul K Mannion

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Kevin Mannion's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

April 8, 2024 - Present

PLATFORM WEALTH ADVISORS

Office #1: 70 Santa Felicia Drive, Goleta, CA 93117

RIA

CRD#: 329313

GOLETA, CA

Past

February 3, 2014 - April 2, 2024

WALPOLE FINANCIAL ADVISORS, LLC

RIA

CRD#: 135834

GOLETA, CA

Past

November 2, 2011 - February 1, 2013

MERCER GLOBAL ADVISORS INC.

RIA

CRD#: 147363

SANTA BARBARA, CA

Past

December 23, 2008 - June 2, 2009

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

CENTENNIAL, CO

Past

February 29, 2008 - April 9, 2008

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

ENGLEWOOD, CO

Past

October 8, 2007 - November 28, 2007

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

April 11, 2006 - August 21, 2007

CHARLES SCHWAB & CO., INC.

CRD#: 5393

ENGLEWOOD, CO

Past

November 4, 2005 - March 21, 2006

SCOTTRADE, INC.

CRD#: 8206

SANTA BARBARA, CA

Past

July 27, 2004 - September 29, 2005

PLANMEMBER SECURITIES CORPORATION

CRD#: 11869

CARPINTERIA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PLATFORM WEALTH ADVISORS

PLATFORM WEALTH ADVISORS | PLATFORM WEALTH MANAGEMENT, LLC

CRD#: 329313 / SEC#: 801-129811

RIA

Registered Investment Advisory firm - (2/28/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/8/2024)

IAR

Texas
(9/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/1/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/14/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/15/2004

General Securities Representative Examination

Current Firm

PLATFORM WEALTH ADVISORS

PLATFORM WEALTH ADVISORS | PLATFORM WEALTH MANAGEMENT, LLC

CRD#: 329313 / SEC#: 801-129811

RIA

Registered Investment Advisory firm - (2/28/2024 Approved)

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Contact information

Main Address

6510 S. Millrock Dr, Holladay, UT 84121

Mailing Address

Phone number

(385) 243-0553

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PLATFORM WEALTH ADVISORS FORM ADV PART 2A (6/3/2025)

Regulatory assets under management

Total Number of Accounts	557
AUM (Assets Under Management)	$ 328,607,632

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/13/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Paul K. Mannion

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Kevin Mannion's CRS (Customer Relationship Summary).

Certified licenses

Experience

WALPOLE FINANCIAL ADVISORS, LLC

MERCER GLOBAL ADVISORS INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

TRANSAMERICA CAPITAL, LLC

CHARLES SCHWAB & CO., INC.

SCOTTRADE, INC.

PLANMEMBER SECURITIES CORPORATION

Primary Firm SEC Registration

PLATFORM WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/1/2011

Series 63

Date: 6/14/2004

Series 7

Date: 5/15/2004

Current Firm

PLATFORM WEALTH ADVISORS

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PLATFORM WEALTH ADVISORS

TRUST BUT VERIFY

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