Devindra Sukhram
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Devindra Sukhram, who also goes by David Sukhram, was a registered financial professional .
Devindra is a previously registered financial professional and started their career in finance in 2004. Devindra had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2014 - December 31, 2014
CAPE SECURITIES INC.
May 16, 2011 - December 31, 2013
CAPE SECURITIES INC.
June 2, 2010 - May 17, 2011
J.P. TURNER & COMPANY, L.L.C.
May 19, 2010 - June 2, 2010
CHARLES MORGAN SECURITIES, INC.
August 18, 2009 - April 29, 2010
CAPE SECURITIES INC.
May 13, 2009 - November 4, 2009
AURA FINANCIAL SERVICES, INC.
March 4, 2008 - February 27, 2009
JHS CAPITAL ADVISORS, LLC
July 10, 2006 - March 3, 2008
INVESTORS CAPITAL CORP.
January 27, 2006 - July 27, 2006
EKN FINANCIAL SERVICES INC.
December 8, 2005 - February 16, 2006
HAMERSHLAG, DODELES & CO., LLC
October 11, 2004 - January 9, 2006
WESTROCK ADVISORS, INC.
July 22, 2004 - October 11, 2004
THINKEQUITY LLC
May 14, 2004 - July 20, 2004
MAXIM GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPE SECURITIES INC.
CRD#: 7072 / SEC#: , 8-20747
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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