Erick D. Snyder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erick Douglas Snyder was a registered financial professional .
Erick is a previously registered financial professional and started their career in finance in 2004. Erick had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2008 - August 30, 2019
REGIONS INVESTMENT MANAGEMENT, INC.
March 1, 2004 - January 29, 2008
AMSOUTH ASSET MANAGEMENT, INC.
Primary Firm SEC Registration
REGIONS INVESTMENT MANAGEMENT, INC.
CRD#: 111715 / SEC#: 801-27629
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REGIONS INVESTMENT MANAGEMENT, INC.
CRD#: 111715 / SEC#: 801-27629
Contact information
SEC notice filing (25 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 18,723,692,464 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/25/2025 | ||
| 09/14/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
