AZ
Aivars Ziedins
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CRD#: 476441
AZ
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aivars Ziedins, CFP® was a registered financial professional .
Aivars is a previously registered financial professional and started their career in finance in 1972. Aivars had worked at 10 firms and has passed the Series 63, Series 7TO, SIE, Series 1 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Business and Financial Planning Center Investment Related: Yes Address: 926 Utica Dr Castle Rock CO 80108 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 6/15/1972 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: SalesmanBusiness Name: Ziedins & Co LTD Investment Related: No Address: 926 Utica Dr Castle Rock CO 80108 Nature of Business: Consulting Position, Title or Relationship: Owner Start Date: 6/15/1974 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Run the businessBusiness Name: ZIEDINS REAL ESTATE CO POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 72 SECURITIES TRADING HOURS: 77 START DATE: 06/15/1976 ADDRESS: 926 Utica Dr, Castle Rock CO 80108, United States DESCRIPTION: Buy and Sell Real Estate, Manage Real Estate Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: Aivars Ziedins Investment Related: No Address: Castle View High School Castle Rock CO 80108 Nature of Business: Community/Charitable/Civic Volunteer (Non-Leadership Position) Position, Title or Relationship: Assistant Coach Football Start Date: 9/1/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Assistant coach Football Kicking SpecalestBusiness Name: Honorary Cousul for the Republic of Latvia in Colorado Investment Related: No Address: 926 Utica Dr Castle Rock CO 80108 Nature of Business: Community/Charitable/Civic Volunteer (Non-Leadership Position) Position, Title or Relationship: Honorary Consul for the Republic of Latvia in Colorado Start Date: 7/1/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Help develop the Latvian Entrepreneur Organization in Colorado which was recently started with the activity of the Latvian Chamber of Commerce. Currently we have 39 names of interested entrepreneurs and interested people in this organization and hope to have them join the Latvian Chamber. The plan is to have one meeting a month.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1974
Experience
Past
April 22, 2016 - December 31, 2024
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
CASTLE ROCK, CO
Past
February 13, 2002 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
CASTLE ROCK, CO
Past
September 17, 1999 - December 31, 2024
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
CASTLE ROCK, CO
Past
August 13, 1991 - June 15, 1999
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
September 4, 1980 - August 6, 1991
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
February 4, 1980 - September 15, 1980
FINANCIAL STRATEGIES INVESTMENT CORPORATION
BD
CRD#: 7989
Past
September 27, 1977 - March 19, 1980
WZW FINANCIAL SERVICES, INC.
BD
CRD#: 5717
Past
April 24, 1975 - November 3, 1977
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Past
July 10, 1972 - April 15, 1974
FUNDAMENTAL SERVICE CORPORATION
BD
CRD#: 337
Past
July 10, 1972 - October 29, 1975
FINANCIAL SERVICE CORPORATION OF AMERICA
BD
CRD#: 292
Past
January 14, 1972 - August 26, 1972
ARM SECURITIES CORPORATION
BD
CRD#: 932
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 1/12/1972
Registered Representative ExaminationPrincipal/Supervisory Exam
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
