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Aivars Ziedins

CFP®
CRD# 476441·Registered 1972 - 2024
Previously Registered: Being a previously registered professional could mean that Aivars is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Aivars Ziedins, CFP® was a registered financial advisor. Aivars was a previously registered financial professional and started their career in finance 1972 - 2024. Aivars had worked at 10 firms and has passed the Series 63, Series 7TO, SIE, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 1974

Years of Experience

54 years in the financial services industry

Current & Past Employments

KESTRA ADVISORY SERVICES, LLC·CRD# 283330
RIA
Castle Rock, CO
April 22, 2016 - December 31, 2024
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
RIA
Castle Rock, CO
February 13, 2002 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
Castle Rock, CO
September 17, 1999 - December 31, 2024
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
August 13, 1991 - June 15, 1999
FSC SECURITIES CORPORATION·CRD# 7461
BD
Atlanta, GA
September 4, 1980 - August 6, 1991
FINANCIAL STRATEGIES INVESTMENT CORPORATION·CRD# 7989
BD
February 4, 1980 - September 15, 1980
WZW FINANCIAL SERVICES, INC.·CRD# 5717
BD
September 27, 1977 - March 19, 1980
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
April 24, 1975 - November 3, 1977
FUNDAMENTAL SERVICE CORPORATION·CRD# 337
BD
July 10, 1972 - April 15, 1974
FINANCIAL SERVICE CORPORATION OF AMERICA·CRD# 292
BD
July 10, 1972 - October 29, 1975
ARM SECURITIES CORPORATION·CRD# 932
BD
January 14, 1972 - August 26, 1972

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Current Firm

KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

Contact Information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Phone Number

(844) 553-7872

# of Employees

1,359

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (9/22/2026)

Regulatory Assets Under Management

Total Number of Accounts

192,439

AUM (Assets Under Management)

$79,798,091,767

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/01/2025Cover PageReport
12/23/2024Cover PageReport
10/20/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: Business and Financial Planning Center Investment Related: Yes Address: 926 Utica Dr Castle Rock CO 80108 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 6/15/1972 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: SalesmanBusiness Name: Ziedins & Co LTD Investment Related: No Address: 926 Utica Dr Castle Rock CO 80108 Nature of Business: Consulting Position, Title or Relationship: Owner Start Date: 6/15/1974 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Run the businessBusiness Name: ZIEDINS REAL ESTATE CO POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 72 SECURITIES TRADING HOURS: 77 START DATE: 06/15/1976 ADDRESS: 926 Utica Dr, Castle Rock CO 80108, United States DESCRIPTION: Buy and Sell Real Estate, Manage Real Estate Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: Aivars Ziedins Investment Related: No Address: Castle View High School Castle Rock CO 80108 Nature of Business: Community/Charitable/Civic Volunteer (Non-Leadership Position) Position, Title or Relationship: Assistant Coach Football Start Date: 9/1/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Assistant coach Football Kicking SpecalestBusiness Name: Honorary Cousul for the Republic of Latvia in Colorado Investment Related: No Address: 926 Utica Dr Castle Rock CO 80108 Nature of Business: Community/Charitable/Civic Volunteer (Non-Leadership Position) Position, Title or Relationship: Honorary Consul for the Republic of Latvia in Colorado Start Date: 7/1/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Help develop the Latvian Entrepreneur Organization in Colorado which was recently started with the activity of the Latvian Chamber of Commerce. Currently we have 39 names of interested entrepreneurs and interested people in this organization and hope to have them join the Latvian Chamber. The plan is to have one meeting a month.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1982About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 1 — Registered Representative Examination

Passed Jan 1972

Series 24 — General Securities Principal Examination

Passed Apr 1984About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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