Brian D. Fortune
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Douglas Fortune was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2004. Brian had worked at 3 firms and has passed the Series 65, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2013 - October 31, 2013
GRANDFUND INVESTMENT GROUP, LLC
February 3, 2009 - April 14, 2011
MARWOOD GROUP RESEARCH
February 3, 2009 - April 14, 2011
MARWOOD GROUP RESEARCH
January 1, 2005 - April 30, 2009
MARWOOD GROUP
March 24, 2004 - April 30, 2009
MARWOOD GROUP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GRANDFUND INVESTMENT GROUP, LLC
CRD#: 143253 / SEC#: , 8-67545
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BERTUCIO, DONALD CHARLES | CEO/CHIEF COMPLIANCE OFFICER | 1314696 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
