Albert Ziade
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert Ziade was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 1973. Albert had worked at 13 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2008 - August 12, 2008
BASIC INVESTORS INC.
January 10, 2006 - March 31, 2006
WESTROCK ADVISORS, INC.
September 23, 2003 - February 4, 2005
J.P. TURNER & COMPANY, L.L.C.
March 3, 2003 - August 8, 2003
MILESTONE GROUP MANAGEMENT LLC
March 26, 2002 - October 28, 2002
KIMBERLY SECURITIES, INC.
June 27, 1997 - March 19, 2002
GLENN MICHAEL FINANCIAL, INC.
August 7, 1995 - April 24, 1997
STERLING FOSTER & COMPANY, INC.
December 16, 1994 - August 8, 1995
INSTITUTIONAL EQUITY CORPORATION
July 24, 1992 - May 13, 1993
KIRLIN SECURITIES INC.
April 10, 1990 - July 25, 1990
ISLAND SECURITIES, INC.
June 15, 1987 - February 27, 1990
J. T. MORAN & CO., INC.
May 9, 1974 - June 24, 1987
BLINDER, ROBINSON & CO., INC.
January 9, 1973 - July 28, 1974
GREAT NORTHERN INVESTORS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/4/1973
Registered Representative ExaminationCurrent Firm
BASIC INVESTORS INC.
CRD#: 1187 / SEC#: , 8-5468
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BELZ, RICHARD JOHN | VICE PRESIDENT FINANCIAL OPERATIONS PRINCIPAL,ROP | 1140219 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
