Shawn C. Hapanowicz

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CRD#: 4764110

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Shawn C Hapanowicz, who also goes by Shawn Hapannowicz, Shawn C Hapanowicz, Shawn C. Hapanowicz, Shawn Hapanowicz, was a registered financial professional .

Shawn is a previously registered financial professional and started their career in finance in 2004. Shawn had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Shawn Hapannowicz | Shawn C Hapanowicz | Shawn C. Hapanowicz | Shawn Hapanowicz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 9, 2024 - December 22, 2025

FAIRWAY WEALTH MANAGEMENT LLC

RIA

CRD#: 8174

WEEHAWKEN, NJ

Past

October 20, 2004 - June 1, 2006

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FAIRWAY WEALTH MANAGEMENT LLC

FAIRWAY WEALTH LLC | FAIRWAY WEALTH MANAGEMENT LLC

CRD#: 311031 / SEC#: 801-119777

RIA

Registered Investment Advisory firm - (11/12/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/7/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/19/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 7/9/2020

General Securities Sales Supervisor - Options Module Examination

Current Firm

FAIRWAY WEALTH MANAGEMENT LLC

FAIRWAY WEALTH LLC | FAIRWAY WEALTH MANAGEMENT LLC

CRD#: 311031 / SEC#: 801-119777

RIA

Registered Investment Advisory firm - (11/12/2020 Approved)

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Contact information

Main Address

6055 Rockside Woods Blvd. Suite 330, Independence, OH 44131

Mailing Address

Phone number

(216) 573-7200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FAIRWAY WEALTH LLC PART 2A - MARCH 2025 UPDATE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	293
AUM (Assets Under Management)	$ 2,606,591,687

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/25/2025	Cover Page	Report
10/23/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Shawn C. Hapanowicz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

FAIRWAY WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/7/2007

SIE

Date: 10/1/2018

Series 7

Date: 10/19/2004

Series 9

Date: 7/9/2020

Current Firm

FAIRWAY WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FAIRWAY WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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