Mark A. Mercurio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Arthur Mercurio, who also goes by Mark Mercurio, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2005. Mark had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2017 - August 17, 2023
AMERICAN EQUITY INVESTMENT CORPORATION
September 27, 2011 - January 13, 2015
AMERICAN EQUITY INVESTMENT CORPORATION
May 30, 2008 - July 29, 2011
FIRST ALLIED SECURITIES, INC.
January 24, 2007 - May 30, 2008
FFP SECURITIES, INC.
September 23, 2005 - November 17, 2006
MONEY CONCEPTS CAPITAL CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN EQUITY INVESTMENT CORPORATION
CRD#: 40199 / SEC#: , 8-49078
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PEOPLES, TIMOTHY ERIC | PRESIDENT / CHIEF COMPLIANCE OFFICER | 1026456 |
Red Flags
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