Norman F. Alvis

ALTUS WEALTH GROUP

COLORADO SPRINGS, CO 80903

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CRD#: 4763929

Professional summary

Norman F.d. Alvis, who also goes by Norman Foster Darrel Alvis, is a registered financial advisor currently at ALTUS WEALTH GROUP, LLC located in Colorado Springs, Colorado.

Norman is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Norman has worked at 3 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Norman Foster Darrel Alvis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

9/2014- MORE POWER TO THE PEDALS, SOLE PROPRIETOR. CYCLING MARKETING AND PROMOTION. NOT INVESTMENT RELATED. TIME SPENT= 5 HOURS/MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Norman F.d. Alvis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 10, 2022 - Present

ALTUS WEALTH GROUP, LLC

Office #1: 24 S. Weber St. Suite 205, Colorado Springs, CO 80903

RIA

CRD#: 287848

COLORADO SPRINGS, CO

Past

August 12, 2006 - December 10, 2007

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

COLORADO SPRINGS, CO

Past

August 12, 2006 - December 10, 2007

UBS FINANCIAL SERVICES INC.

CRD#: 8174

COLORADO SPRINGS, CO

Past

November 5, 2004 - August 12, 2006

PIPER SANDLER & CO.

RIA

CRD#: 665

COLORADO SPRINGS, CO

Past

October 14, 2004 - August 12, 2006

PIPER SANDLER & CO.

CRD#: 665

COLORADO SPRINGS, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALTUS WEALTH GROUP, LLC

CRD#: 287848 / SEC#: 801-110511

RIA

Registered Investment Advisory firm - (5/16/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(3/10/2022)

IAR

Texas
(3/10/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/4/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 11/22/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/13/2004

General Securities Representative Examination

Current Firm

ALTUS WEALTH GROUP, LLC

CRD#: 287848 / SEC#: 801-110511

RIA

Registered Investment Advisory firm - (5/16/2017 Approved)

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Contact information

Main Address

423 South Cascade Avenue, Colorado Springs, CO 80903

Mailing Address

Phone number

(719) 900-1295

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (2/25/2025)

Regulatory assets under management

Total Number of Accounts	2,323
AUM (Assets Under Management)	$ 572,624,043

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Norman F. Alvis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Norman F.d. Alvis's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

PIPER SANDLER & CO.

PIPER SANDLER & CO.

Primary Firm SEC Registration

ALTUS WEALTH GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/4/2004

Series 31

Date: 11/22/2004

Series 7

Date: 10/13/2004

Current Firm

ALTUS WEALTH GROUP, LLC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALTUS WEALTH GROUP, LLC

TRUST BUT VERIFY

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