Dora L. Monahan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dora Louise Monahan, who also goes by Dora Louise Mundinger, was a registered financial professional .
Dora is a previously registered financial professional and started their career in finance in 2004. Dora had worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2016 - February 15, 2017
ALPHA CAPITAL MANAGEMENT GROUP LLC
July 30, 2015 - July 5, 2016
GALLACHER CAPITAL MANAGEMENT, LLC
July 28, 2015 - February 8, 2017
LPL FINANCIAL LLC
May 8, 2014 - June 26, 2015
WELLS FARGO CLEARING SERVICES, LLC
March 17, 2014 - June 26, 2015
WELLS FARGO CLEARING SERVICES, LLC
October 7, 2004 - January 22, 2014
SLD AMERICA EQUITIES, INC.
Primary Firm SEC Registration
ALPHA CAPITAL MANAGEMENT GROUP LLC
CRD#: 283624 / SEC#: 801-107838
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALPHA CAPITAL MANAGEMENT GROUP LLC
CRD#: 283624 / SEC#: 801-107838
Contact information
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 457 |
| AUM (Assets Under Management) | $ 613,459,465 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
