Richard W. Anderton

MY PROSPER TEAM

LEHI, UT 84043

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CRD#: 4763564

Professional summary

Richard Wayne Anderton is a registered financial advisor currently at MY PROSPER TEAM located in Lehi, Utah.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Richard has worked at 2 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am currently the lending manager and loan officer of a mortgage brokerage that I own, RIDGE home loans. We do residential loans/ non investment related / 140 S Main Lindon, UT , began 10/2018. Hours average about 10-30 / week mostly during trading hours depending on how busily we are. My main responsibility is loan officer and managing the business . This is the same business I entered in my work history

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Wayne Anderton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 7, 2023 - Present

MY PROSPER TEAM

Office #1: 3200 Club House Dr. Suite 125, Lehi, UT 84043

RIA

CRD#: 311144

LEHI, UT

Past

June 24, 2004 - December 1, 2005

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

DRAPER, UT

Past

May 21, 2004 - December 1, 2005

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MY PROSPER TEAM

MY PROSPER TEAM | PROSPER WEALTH SOLUTIONS, LLC | PROSPER WEALTH SOLUTIONS

CRD#: 311144 / SEC#: 801-119753

RIA

Registered Investment Advisory firm - (11/9/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(9/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/28/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/16/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/20/2004

General Securities Representative Examination

Current Firm

MY PROSPER TEAM

MY PROSPER TEAM | PROSPER WEALTH SOLUTIONS, LLC | PROSPER WEALTH SOLUTIONS

CRD#: 311144 / SEC#: 801-119753

RIA

Registered Investment Advisory firm - (11/9/2020 Approved)

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Contact information

Main Address

3200 Club House Dr. Suite 125, Lehi, UT 84043

Mailing Address

Phone number

(801) 889-1341

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MY PROSPER TEAM ADV 2A - MARCH 2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	435
AUM (Assets Under Management)	$ 52,508,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard W. Anderton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Wayne Anderton's CRS (Customer Relationship Summary).

Certified licenses

Experience

MY PROSPER TEAM

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

Primary Firm SEC Registration

MY PROSPER TEAM

State Registrations and Notice Filings

Exams

Series 65

Date: 8/28/2023

Series 66

Date: 6/16/2004

Series 7

Date: 5/20/2004

Current Firm

MY PROSPER TEAM

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MY PROSPER TEAM

TRUST BUT VERIFY

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