Johann Cohen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Johann Cohen was a registered financial professional .
Johann is a previously registered financial professional and started their career in finance in 2004. Johann had worked at 2 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2014 - December 31, 2015
OTCEX, LLC
July 7, 2004 - October 27, 2014
NEWEDGE USA, LLC
State Registrations and Notice Filings
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Exams
Current Firm
OTCEX, LLC
CRD#: 165046 / SEC#: , 8-69129
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
