FR
Francois Rochon
GIVERNY CAPITAL ADVISORS
PRINCETON, NJ 08542
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CRD#: 4763502
FR
Professional summary
Francois Rochon is a registered financial advisor currently at GIVERNY CAPITAL ADVISORS located in Princeton, New Jersey.
Francois is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Francois has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I AM THE MAJORITY OWNER OF GIVERNY CAPITAL, INC. IS A 50% OWNER IN GIVERNY CAPITAL ADVISORS LLC, A STATE-REGISTERED ADVISORY FIRM BASED IN THE STATE OF NEW JERSEY.
NAME : GIVERNY CAPITAL ADVISORS LLC
ADDRESS : 627 ROUTE 518, SKILLMAN, NJ, 08558
INVESTMENT-RELATED : YES. FIRM'S CRD NUMBER IS 150123
ROLE WITH FIRM : PART-OWNER
START DATE : 06/01/2009
APPOXIMATE HOURS / MONTH DEDICATED TO OTHER BUSINESS : 4 HOURS/ MONTH
APPROXIMATE HOURS / MONTH DURING TRADING HOURS : 4 HOURS / MONTH
DUTIES RELATED TO OTHER BUSINESS : I AM NOT INVOLVED WITH THE DAY-TO-DAY RUNNING OF THE BUSINESS.
MY ROLE IS ONE OF PART-OWNER. SOME VERY LIMITED HOURS ARE DEDICATED EACH MONTH TO BOOKKEEPING AND ADMINISTRATIVE TASKS RELATED TO OUR OWNERSHIP POSITION IN GIVERNY CAPITAL ADVISORS.
MR. ROCHON MADE ALL THE INVESTMENT SELECTION.
CRS (Client Relationship Summary) - RIA
Click below to view Francois Rochon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 26, 2014 - Present
GIVERNY CAPITAL ADVISORS
Office #1: 182 Nassau Street Suite 201, Princeton, NJ 08542RIA
CRD#: 150123
PRINCETON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GC
GIVERNY CAPITAL ADVISORS
GIVERNY CAPITAL | GIVERNY CAPITAL ADVISORS LLC | GIVERNY CAPITAL ADVISORS
CRD#: 150123 / SEC#: 801-110341
RIA
Registered Investment Advisory firm - (4/14/2017 Approved)California
Registered Investment Advisory firm - (11/23/2017 Terminated)Florida
Registered Investment Advisory firm - (10/24/2017 Terminated)New Jersey
Registered Investment Advisory firm - (4/28/2017 Terminated)New York
Registered Investment Advisory firm - (8/2/2017 Terminated)Texas
Registered Investment Advisory firm - (10/24/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/26/2014)
IAR
Florida(12/10/2014)
IAR
New Jersey(8/14/2014)
IAR
Texas(1/12/2015)
Current Firm
GC
GIVERNY CAPITAL ADVISORS
GIVERNY CAPITAL | GIVERNY CAPITAL ADVISORS LLC | GIVERNY CAPITAL ADVISORS
CRD#: 150123 / SEC#: 801-110341
RIA
Registered Investment Advisory firm - (4/14/2017 Approved)California
Registered Investment Advisory firm - (11/23/2017 Terminated)Florida
Registered Investment Advisory firm - (10/24/2017 Terminated)New Jersey
Registered Investment Advisory firm - (4/28/2017 Terminated)New York
Registered Investment Advisory firm - (8/2/2017 Terminated)Texas
Registered Investment Advisory firm - (10/24/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
182 Nassau Street Suite 201, Princeton, NJ 08542
Mailing Address
Phone number
(609) 759-1250
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 262 |
| AUM (Assets Under Management) | $ 394,930,118 |
Red Flags
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Company Information
GIVERNY CAPITAL ADVISORS
CRD#: 150123Princeton, NJ 08542TRUST BUT VERIFY
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