Patrick L. Patterson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Lance Patterson, who also goes by Pat Patterson, Patrick Patterson, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 2004. Patrick had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2010 - October 2, 2012
FREEDOM ONE INVESTMENT ADVISORS, INC.
March 8, 2010 - October 4, 2011
SENTINEL SECURITIES, LLC.
October 20, 2006 - October 30, 2007
QUESTAR CAPITAL CORPORATION
February 24, 2004 - October 20, 2006
SIGMA FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FREEDOM ONE INVESTMENT ADVISORS, INC.
CRD#: 107627 / SEC#: 801-50702
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
