Scott A. Stratton

GOOD LIFE WEALTH MANAGEMENT

Hot Springs, AR

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CRD#: 4763270

Professional summary

Scott Alan Stratton, CFP®, who also goes by Scott A. Stratton, is a registered financial advisor currently at GOOD LIFE WEALTH MANAGEMENT LLC located in Hot Springs, Arkansas.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Scott has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Core Areas of Focus

Comprehensive Financial Planning

Attending College

401(k)/403(b)/IRAs

Charitable & Planned Giving

Annuities

Buying a Home

Asset Allocation

Estate Planning

Investment Management

Getting Divorced

Mutual Funds

Getting Married

Insurance

Job Loss

Retirement

Stocks & Bonds

Life Planning

Starting a Family

Sudden Wealth

Nontraditional Households

Question & Answer

What are your service offerings?

Social Security Planning

Retirement Income Management

Insurance Planning

Socially Responsible Investing

Retirement Planning

Tax Planning

Investment Planning

Education Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

Scott A. Stratton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Alan Stratton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

May 19, 2014 - Present

GOOD LIFE WEALTH MANAGEMENT LLC

RIA

CRD#: 171175

Hot Springs, AR

Past

January 26, 2012 - March 10, 2014

STRATFORD CONSULTING, LLC

RIA

CRD#: 144009

ADDISON, TX

Past

June 13, 2008 - December 31, 2011

MILKIE/FERGUSON INVESTMENTS, INC.

RIA

CRD#: 17606

DALLAS, TX

Past

June 13, 2008 - December 31, 2011

MILKIE/FERGUSON INVESTMENTS, INC.

CRD#: 17606

DALLAS, TX

Past

February 25, 2004 - June 17, 2008

FOX & COMPANY INVESTMENTS INC.

CRD#: 18517

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(3/3/2021)

IAR

Texas
(5/19/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/12/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/24/2004

General Securities Representative Examination

Current Firm

GOOD LIFE WEALTH MANAGEMENT LLC

GOOD LIFE WEALTH MANAGEMENT | GOOD LIFE WEALTH MANAGEMENT LLC

CRD#: 171175 / SEC#:

Arkansas

Registered Investment Advisory firm - (1/29/2021 Approved)

Texas

Registered Investment Advisory firm - (5/19/2014 Approved)

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Contact information

Main Address

Hot Springs, AR

Mailing Address

5098 Hartson Point, Livonia, NY 14487

Phone number

(214) 478-3398

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	88
AUM (Assets Under Management)	$ 19,907,999

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Scott A. Stratton

Professional summary

Core Areas of Focus

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Alan Stratton's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOOD LIFE WEALTH MANAGEMENT LLC

STRATFORD CONSULTING, LLC

MILKIE/FERGUSON INVESTMENTS, INC.

MILKIE/FERGUSON INVESTMENTS, INC.

FOX & COMPANY INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/12/2004

Series 7

Date: 2/24/2004

Current Firm

GOOD LIFE WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GOOD LIFE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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