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ST

Stacey A. Treanor

SYNERGY FG
Charlotte, NC
Some features on this profile are disabled
CRD#: 4763157
ST

Professional summary

Stacey Ann Treanor, CFP®, ChFC®, who also goes by Stacey Ann Sheroian, is a registered financial advisor currently at SYNERGY FG located in Charlotte, North Carolina.

Stacey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Stacey has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Stacey Ann Sheroian

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Outside Employment; Outside Employment; Paragon Operations, LLC; Other; 1907 Wayzata Blvd. E Suite 350, , Wayzata, MN, 55391; Not Investment-Related; 09/21/2022; 60 during trading hours; 60 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stacey Ann Treanor's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

ChFC®

Chartered Financial Consultant

Experience

Current

July 30, 2025 - Present

SYNERGY FG

RIA
CRD#: 309961
Charlotte, NC
Past

February 17, 2022 - June 23, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Minnetonka, MN
Past

January 28, 2022 - June 23, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Minnetonka, MN
Past

November 5, 2018 - April 14, 2021

ROBERT W. BAIRD & CO. INCORPORATED

RIA
CRD#: 8158
CHARLOTTE, NC
Past

November 5, 2018 - April 14, 2021

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
CHARLOTTE, NC
Past

September 23, 2014 - September 10, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
CHARLOTTE, NC
Past

September 23, 2014 - September 10, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
CHARLOTTE, NC
Past

March 11, 2013 - March 28, 2013

PNC WEALTH MANAGEMENT LLC

RIA
CRD#: 129052
CHARLOTTE, NC
Past

March 11, 2013 - March 28, 2013

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
CHARLOTTE, NC
Past

March 2, 2012 - February 19, 2013

ALIGHT FINANCIAL ADVISORS, LLC

RIA
CRD#: 158744
CHARLOTTE, NC
Past

March 2, 2012 - February 19, 2013

ALIGHT FINANCIAL SOLUTIONS, LLC

BD
CRD#: 36509
CHARLOTTE, NC
Past

February 20, 2008 - March 15, 2011

PRINCIPAL SECURITIES, INC.

RIA
CRD#: 1137
CHARLOTTE, NC
Past

November 9, 2007 - March 15, 2011

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
CHARLOTTE, NC
Past

May 25, 2004 - October 25, 2007

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SYNERGY FG
SYNERGY FG | SYNERGY FINANCIAL GROUP, LTD

CRD#: 309961 / SEC#: 801-119295

RIA
Registered Investment Advisory firm - (8/17/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(7/30/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/19/2008
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/2/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/10/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/26/2007
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/24/2004
Investment Company Products/Variable Contracts Representative Examination

Current Firm

SF
SYNERGY FG
SYNERGY FG | SYNERGY FINANCIAL GROUP, LTD

CRD#: 309961 / SEC#: 801-119295

RIA
Registered Investment Advisory firm - (8/17/2020 Approved)
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Contact information

Main Address
San Ramon, CA
Mailing Address
2710 Crow Canyon Rd #1065, San Ramon, CA 94583
Phone number
888-734-2006 X3
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SYNERGY FINANCIAL GROUP LTD, ADV PART 2A 03.20.2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts615
AUM (Assets Under Management)$ 274,294,015

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SYNERGY FG

CRD#: 309961Charlotte, NC

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