Carol D. Fabbri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carol Dailey Fabbri, CFP®, who also goes by Carol Winter Dailey, Carol D Fabbri, Carol Fabbri, was a registered financial professional .
Carol is a previously registered financial professional and started their career in finance in 2004. Carol had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2011
Experience
February 24, 2023 - November 20, 2024
FAIR ADVISORS
September 25, 2008 - December 31, 2022
FAIR ADVISORS
August 23, 2004 - April 17, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 28, 2004 - April 17, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FAIR ADVISORS
CRD#: 147756 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
