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Carol Dailey Fabbri

Carol Dailey Fabbri

CFP®
CRD# 4763072·Registered 2004 - 2024
Previously Registered: Being a previously registered professional could mean that Carol is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Carol Dailey Fabbri, CFP®, who also goes by Carol Winter Dailey, Carol D Fabbri, Carol Fabbri, was a registered financial advisor. Carol was a previously registered financial professional and started their career in finance 2004 - 2024. Carol had worked at 2 firms and has passed the Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Carol Winter Dailey, Carol D Fabbri, Carol Fabbri

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2011

Years of Experience

22 years in the financial services industry

Current & Past Employments

FAIR ADVISORS·CRD# 147756
RIA
Conifer, CO
February 24, 2023 - November 20, 2024
FAIR ADVISORS·CRD# 147756
RIA
Conifer, CO
September 25, 2008 - December 31, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Englewood, CO
August 23, 2004 - April 17, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Englewood, CO
April 28, 2004 - April 17, 2008

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Current Firm

FA
FAIR ADVISORS

FAIR ADVISORS | FAIR ADVISORS, LLC | FAIR ADVISORS LLC

CRD#: 147756

Contact Information

Main Address

11421 Marks Drive, Conifer, CO 80433

Phone Number

(720) 279-1371

# of Employees

1

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

COMPANY NAME: FAIR ADVISORS HOLDING LLC INVESTMENT RELATED BUSINESS?:FAIR ADVISORS HOLDING HAS INVESTMENT-RELATED BUSINESS ADDRESS: 11421 MARKS DRIVE, CONIFER, CO 80433 POSITION: PARTNER TITLE: PARTNER RELATIONSHIP WITH THE OTHER BUSINESS: FAIR ADVISORS HOLDING IS THE 100% OWNER OF FAIR ADVISORS LLC START DATE OF RELATIONSHIP: 04/2008 APPROXIMATE # HOURS/MONTH: 10 # HOURS DURING SECURITY TRADING HOURS/MONTH: 10 DUTIES: I AM A PAID CONSULTANT TO PHILANTHROPIES, FOUNDATIONS, AND NONPROFITS. I MANAGE THE OPERATIONS OF FAIR ADVISORS HOLDING

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2004About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Apr 2004About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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Carol Dailey Fabbri
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