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Leo M. Ferretti

CREDICORP CAPITAL ADVISORS LLC | Financial Advisor
Miami, FL 33131
Some features on this profile are disabled
CRD#: 4762827
LF

Professional summary

Leo Martin Ferretti, who also goes by Leo Feretti, Leo M Ferretti, Leo Martin Ferrettivelasquez, Leo Martin Morales, Leonel M Morales, Leonel Martin Morales, is a registered financial advisor currently at CREDICORP CAPITAL ADVISORS LLC located in Miami, Florida and CREDICORP CAPITAL LLC located in Miami, Florida.

Leo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Leo has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Leo Feretti | Leo M Ferretti | Leo Martin Ferrettivelasquez | Leo Martin Morales | Leonel M Morales | Leonel Martin Morales

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leo Martin Ferretti's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 5, 2025 - Present

CREDICORP CAPITAL ADVISORS LLC

Office #1: 1111 Brickell Avenue Suite 2825, Miami, FL 33131
RIA
CRD#: 290081
Miami, FL
Current

October 7, 2025 - Present

CREDICORP CAPITAL LLC

Office #1: 1111 Brickell Avenue Suite 2825, Miami, FL 33131
BD
CRD#: 136791
Miami, FL
Past

November 26, 2019 - November 10, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
MIAMI, FL
Past

November 22, 2019 - November 10, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
MIAMI, FL
Past

October 22, 2019 - December 6, 2019

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
AVENTURA, FL
Past

November 7, 2018 - March 29, 2019

EFG CAPITAL INTERNATIONAL

BD
CRD#: 40118
MIAMI, FL
Past

August 4, 2009 - August 1, 2018

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
MIAMI, FL
Past

August 13, 2004 - December 16, 2004

QUEST CAPITAL STRATEGIES, INC.

BD
CRD#: 16783
LAGUNA HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CREDICORP CAPITAL ADVISORS LLC
CREDICORP CAPITAL ADVISORS LLC | VICCTUS MULTI FAMILY OFFICE | ULTRALAT INVESTMENT ADVISOR | ULTRAADVISORS, LLC | ULTRAADVISORS CORP. | ULTRAADVISORS | CREDICORP CAPITAL INVEST

CRD#: 290081 / SEC#: 801-122281

RIA
Registered Investment Advisory firm - (9/9/2021 Approved)
Florida
Registered Investment Advisory firm - (9/13/2021 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Florida
(11/5/2025)
RR
Florida
(1/21/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/6/2019
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 4/15/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/3/2009
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CREDICORP CAPITAL ADVISORS LLC
CREDICORP CAPITAL ADVISORS LLC | VICCTUS MULTI FAMILY OFFICE | ULTRALAT INVESTMENT ADVISOR | ULTRAADVISORS, LLC | ULTRAADVISORS CORP. | ULTRAADVISORS | CREDICORP CAPITAL INVEST

CRD#: 290081 / SEC#: 801-122281

RIA
Registered Investment Advisory firm - (9/9/2021 Approved)
Florida
Registered Investment Advisory firm - (9/13/2021 Terminated)
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Contact information

Main Address
1111 Brickell Avenue Suite 2825, Miami, FL 33131
Mailing Address
Phone number
(305) 455-0975
Established
Firm type
Fiscal year end
# of Employees
20

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CREDICORP CAPITAL ADVISORS LLC - WRAP BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts260
AUM (Assets Under Management)$ 983,368,510

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CREDICORP CAPITAL ADVISORS LLC

Financial AdvisorCRD#: 290081Miami, FL 33131

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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