Michael D. Rodzik

MANAGED ASSET PORTFOLIOS

Rochester, MI 48307

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CRD#: 4762751

Professional summary

Michael Dennis Rodzik is a registered financial advisor currently at MANAGED ASSET PORTFOLIOS, LLC located in Rochester, Michigan and ALT FUND DISTRIBUTORS LLC located in New York, New York.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Michael has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Dennis Rodzik's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 25, 2011 - Present

MANAGED ASSET PORTFOLIOS, LLC

Office #1: 950 W. University, Suite 100, Rochester, MI 48307

RIA

CRD#: 109574

Rochester, MI

Current

January 9, 2015 - Present

ALT FUND DISTRIBUTORS LLC

Office #1: 140 East 45th Street Suite 15 B, New York, NY 10017

CRD#: 146547

New York, NY

Past

May 7, 2012 - December 31, 2014

MIDAMERICA FINANCIAL SERVICES, INC.

CRD#: 47351

ROCHESTER, MI

Past

October 5, 2011 - March 9, 2012

MATRIX CAPITAL GROUP, INC.

CRD#: 33364

NEW YORK, NY

Past

September 19, 2005 - November 28, 2006

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

CHICAGO, IL

Past

August 30, 2005 - November 28, 2006

A. G. EDWARDS & SONS, INC.

CRD#: 4

CHICAGO, IL

Past

September 22, 2004 - September 9, 2005

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

July 19, 2004 - September 23, 2004

ROCK ISLAND SECURITIES, INC.

CRD#: 30782

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MANAGED ASSET PORTFOLIOS, LLC

CRD#: 109574 / SEC#: 801-58125

RIA

Registered Investment Advisory firm - (11/27/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Louisiana
(1/15/2019)

IAR

Michigan
(10/25/2011)

Michigan
(2/5/2015)

IAR

Texas
(1/14/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 11/15/2011

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/21/2011

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/4/2011

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 7/16/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MANAGED ASSET PORTFOLIOS, LLC

CRD#: 109574 / SEC#: 801-58125

RIA

Registered Investment Advisory firm - (11/27/2000 Approved)

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Contact information

Main Address

950 W. University, Suite 100, Rochester, MI 48307

Mailing Address

Phone number

(248) 601-6677

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,928
AUM (Assets Under Management)	$ 1,058,507,064

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael D. Rodzik

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Dennis Rodzik's CRS (Customer Relationship Summary).

Certified licenses

Experience

MANAGED ASSET PORTFOLIOS, LLC

ALT FUND DISTRIBUTORS LLC

MIDAMERICA FINANCIAL SERVICES, INC.

MATRIX CAPITAL GROUP, INC.

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

RBC CAPITAL MARKETS, LLC

ROCK ISLAND SECURITIES, INC.

Primary Firm SEC Registration

MANAGED ASSET PORTFOLIOS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/15/2011

Series 65

Date: 10/21/2011

SIE

Date: 10/1/2018

Series 6

Date: 10/4/2011

Series 7

Date: 7/16/2004

FINRA

Current Firm

MANAGED ASSET PORTFOLIOS, LLC

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MANAGED ASSET PORTFOLIOS, LLC

TRUST BUT VERIFY

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