Craig B. Kaufman

CITIZENS PRIVATE WEALTH

WOODCLIFF LAKE, NJ 07677

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CRD#: 4762671

Professional summary

Craig Bradley Kaufman, who also goes by Craig Bradley Kaufman, Craig Kaufman, is a registered financial advisor currently at CITIZENS PRIVATE WEALTH located in Woodcliff Lake, New Jersey and CITIZENS SECURITIES, INC. located in Woodcliff Lake, New Jersey.

Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Craig has worked at 8 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Craig Bradley Kaufman | Craig Kaufman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Temple Emanuel of the Pascack Valley Address: 87 Overlook Dr, Woodcliff Lake, NJ 07677 Investment-related: No Nature of the business: Synagogue Role: Board of Trustees Start Date: 09/01/2016 Description of duties: I'm on the Board of my Temple. I am not involved in any financial area. Number of hours each month: 1 Number of hours during trading: 0 Name: Insurance Trust for Client Investment-related: Yes Nature of the business: Trust Role: Successor TTEE Start Date: 01/01/2012 Description of duties: Distribute funds of life insurance Number of hours each month: 0 Number of hours during trading: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Bradley Kaufman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 16, 2025 - Present

CITIZENS PRIVATE WEALTH

Office #1: 50 Tice Blvd Suite 317, Woodcliff Lake, NJ 07677

RIA

CRD#: 106743

WOODCLIFF LAKE, NJ

Current

April 16, 2025 - Present

CITIZENS SECURITIES, INC.

Office #1: 50 Tice Blvd Suite 317, Woodcliff Lake, NJ 07677

RIA

CRD#: 39550

WOODCLIFF LAKE, NJ

Current

April 16, 2025 - Present

CITIZENS SECURITIES, INC.

Office #1: 50 Tice Blvd Suite 317, Woodcliff Lake, NJ 07677

RIA

CRD#: 39550

WOODCLIFF LAKE, NJ

Past

March 26, 2024 - April 17, 2025

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

Morristown, NJ

Past

September 29, 2023 - April 17, 2025

J.P. MORGAN SECURITIES LLC

CRD#: 79

Morristown, NJ

Past

August 9, 2019 - March 21, 2025

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

RIA

CRD#: 108559

Paramus, NJ

Past

August 9, 2019 - September 29, 2023

FIRST REPUBLIC SECURITIES COMPANY, LLC

CRD#: 105108

Paramus, NJ

Past

May 31, 2007 - August 20, 2019

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

PARAMUS, NJ

Past

May 31, 2007 - August 20, 2019

UBS FINANCIAL SERVICES INC.

CRD#: 8174

PARAMUS, NJ

Past

April 2, 2007 - June 4, 2007

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

PARAMUS, NJ

Past

April 2, 2007 - June 4, 2007

MORGAN STANLEY & CO. LLC

CRD#: 8209

PARAMUS, NJ

Past

June 7, 2004 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

PARAMUS, NJ

Past

May 5, 2004 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

PARAMUS, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CITIZENS PRIVATE WEALTH

CRD#: 106743 / SEC#: 801-40835

RIA

Registered Investment Advisory firm - (2/20/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(4/16/2025)

IAR

Alabama
(4/16/2025)

Alaska
(4/16/2025)

IAR

Alaska
(4/28/2025)

Arizona
(4/16/2025)

IAR

Arizona
(5/7/2025)

Arkansas
(4/16/2025)

IAR

Arkansas
(4/23/2025)

California
(4/16/2025)

IAR

California
(4/16/2025)

Colorado
(4/16/2025)

IAR

Colorado
(4/16/2025)

Connecticut
(4/16/2025)

IAR

Connecticut
(4/16/2025)

Delaware
(4/16/2025)

IAR

Delaware
(4/19/2025)

District of Columbia
(4/16/2025)

Florida
(4/16/2025)

IAR

Florida
(4/17/2025)

Georgia
(4/16/2025)

IAR

Georgia
(4/17/2025)

Hawaii
(4/16/2025)

IAR

Hawaii
(4/17/2025)

Idaho
(4/16/2025)

IAR

Idaho
(4/17/2025)

Illinois
(4/16/2025)

IAR

Illinois
(4/18/2025)

Indiana
(4/16/2025)

IAR

Indiana
(4/16/2025)

Iowa
(4/16/2025)

IAR

Iowa
(4/18/2025)

Kansas
(4/16/2025)

IAR

Kansas
(4/16/2025)

Kentucky
(4/16/2025)

IAR

Kentucky
(4/18/2025)

Louisiana
(4/16/2025)

IAR

Louisiana
(4/16/2025)

Maine
(4/16/2025)

IAR

Maine
(4/16/2025)

Maryland
(4/16/2025)

IAR

Maryland
(4/17/2025)

Massachusetts
(4/16/2025)

Michigan
(4/16/2025)

IAR

Michigan
(4/18/2025)

Minnesota
(4/16/2025)

IAR

Minnesota
(4/16/2025)

Mississippi
(4/16/2025)

IAR

Mississippi
(4/17/2025)

Missouri
(4/16/2025)

IAR

Missouri
(4/16/2025)

Montana
(4/16/2025)

IAR

Montana
(4/29/2025)

Nebraska
(4/16/2025)

IAR

Nebraska
(4/16/2025)

Nevada
(4/16/2025)

IAR

Nevada
(4/17/2025)

New Hampshire
(4/16/2025)

IAR

New Hampshire
(5/2/2025)

New Jersey
(4/16/2025)

IAR

New Jersey
(4/16/2025)

New Mexico
(4/16/2025)

IAR

New Mexico
(4/17/2025)

New York
(4/16/2025)

IAR

New York
(4/17/2025)

North Carolina
(4/16/2025)

IAR

North Carolina
(5/14/2025)

North Dakota
(4/16/2025)

IAR

North Dakota
(4/21/2025)

Ohio
(4/16/2025)

IAR

Ohio
(4/16/2025)

Oklahoma
(4/16/2025)

IAR

Oklahoma
(4/16/2025)

Oregon
(4/16/2025)

IAR

Oregon
(4/17/2025)

Pennsylvania
(4/16/2025)

IAR

Pennsylvania
(4/17/2025)

Puerto Rico
(4/16/2025)

IAR

Puerto Rico
(5/5/2025)

Rhode Island
(4/16/2025)

IAR

Rhode Island
(4/18/2025)

South Carolina
(4/16/2025)

IAR

South Carolina
(4/17/2025)

South Dakota
(4/16/2025)

IAR

South Dakota
(4/16/2025)

Tennessee
(4/16/2025)

Texas
(4/16/2025)

IAR

Texas
(4/16/2025)

Utah
(4/16/2025)

IAR

Utah
(4/16/2025)

Vermont
(4/16/2025)

IAR

Vermont
(4/16/2025)

Virginia
(4/16/2025)

IAR

Virginia
(4/17/2025)

Washington
(4/16/2025)

IAR

Washington
(4/18/2025)

West Virginia
(4/16/2025)

IAR

West Virginia
(4/18/2025)

Wisconsin
(4/16/2025)

IAR

Wisconsin
(4/22/2025)

Wyoming
(4/16/2025)

IAR

Wyoming
(4/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/26/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/2/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/4/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CITIZENS PRIVATE WEALTH

CRD#: 106743 / SEC#: 801-40835

RIA

Registered Investment Advisory firm - (2/20/1992 Approved)

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Contact information

Main Address

520 White Plains Road 3rd Floor, Tarrytown, NY 10591

Mailing Address

Phone number

(914) 846-0100

Established

Firm type

Fiscal year end

# of Employees

200

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART II A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	7,846
AUM (Assets Under Management)	$ 12,182,945,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2025	Cover Page	Report
07/28/2023	Cover Page	Report
10/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Craig B. Kaufman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Bradley Kaufman's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

FIRST REPUBLIC SECURITIES COMPANY, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

CITIZENS PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 5/26/2004

SIE

Date: 10/1/2018

Series 31

Date: 7/2/2004

Series 7

Date: 5/4/2004

FINRA

Current Firm

CITIZENS PRIVATE WEALTH

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CITIZENS PRIVATE WEALTH

TRUST BUT VERIFY

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