Craig A. Morse
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Alan Morse, who also goes by Craig Morse, was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 2004. Craig had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2013 - July 17, 2014
CITADEL SECURITIES LLC
August 10, 2007 - May 1, 2008
MINT BROKERS
August 10, 2007 - January 3, 2011
BGC FINANCIAL, L.P.
March 10, 2005 - August 10, 2007
CANTOR FITZGERALD & CO.
March 18, 2004 - February 15, 2005
ROSENTHAL GLOBAL SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CITADEL SECURITIES LLC
CRD#: 116797 / SEC#: , 8-53574
Contact information
FINRA licenses (15 States and Territories)
Documents
Disclosures
| Regulatory Event | 75 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
