Joseph A. Zelson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph A Zelson was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1967. Joseph had worked at 11 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2003 - June 28, 2012
PENSION ADMINISTRATORS & CONSULTANTS INC
September 23, 1991 - April 16, 2012
STIFEL INDEPENDENT ADVISORS, LLC
November 18, 1988 - September 23, 1991
STIFEL, NICOLAUS & COMPANY, INCORPORATED
February 1, 1988 - November 18, 1988
ROWLAND, SIMON & CO.
May 27, 1986 - February 1, 1988
I.M. SIMON & CO., INC.
October 8, 1985 - May 17, 1986
O. R. SECURITIES, INC.
January 18, 1979 - October 8, 1985
WZW FINANCIAL SERVICES, INC.
October 24, 1974 - December 21, 1989
PRINCIPAL SECURITIES, INC.
August 14, 1974 - December 21, 1978
NORTH AMERICAN SECURITIES CORPORATION
May 17, 1974 - August 25, 1974
LINCOLN FINANCIAL DISTRIBUTORS, INC.
July 16, 1971 - September 30, 1974
VP DISTRIBUTORS LLC
July 31, 1967 - August 22, 1971
NORTH AMERICAN SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/27/1967
Registered Representative ExaminationCurrent Firm
PENSION ADMINISTRATORS & CONSULTANTS INC
CRD#: 110752 / SEC#: 801-15258
Contact information
Red Flags
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