Edmund J. Zelno
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edmund Joseph Zelno was a registered financial professional .
Edmund is a previously registered financial professional and started their career in finance in 1970. Edmund had worked at 14 firms and has passed the Series 63, SIE, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2016 - September 14, 2016
PHILADELPHIA INVESTORS, LTD.
June 4, 2012 - January 19, 2016
OPPENHEIMER & CO. INC.
June 1, 2009 - June 21, 2012
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
December 10, 2004 - April 2, 2007
MORGAN STANLEY DW INC.
April 29, 1993 - December 17, 2004
JANNEY MONTGOMERY SCOTT LLC
July 29, 1986 - May 11, 1993
FIRST UNION CAPITAL MARKETS CORP.
February 5, 1982 - August 12, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 8, 1981 - January 21, 1982
ELKINS & CO.
November 22, 1977 - July 22, 1981
CITIGROUP GLOBAL MARKETS INC.
May 5, 1977 - December 17, 1977
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
April 12, 1973 - May 5, 1977
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
February 16, 1971 - April 2, 1973
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
November 16, 1970 - February 14, 1971
CAPITAL PLANNING ASSOCIATES INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 2/1/1982
AMEX Put and Call ExamSeries 1
Date: 11/9/1970
Registered Representative ExaminationCurrent Firm
PHILADELPHIA INVESTORS, LTD.
CRD#: 23905 / SEC#: , 8-40805
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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