Pieter F. Boom
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pieter Frederik Boom, who also goes by Freddy Boom, Pieter F Boom, was a registered financial professional .
Pieter is a previously registered financial professional and started their career in finance in 2004. Pieter had worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 27, 2021 - March 31, 2025
WHITE OAK MERCHANT PARTNERS LLC
May 1, 2020 - April 16, 2021
STORMHARBOUR SECURITIES LP
March 5, 2018 - January 17, 2019
STANDARD CHARTERED SECURITIES NORTH AMERICA LLC
December 2, 2013 - October 13, 2017
J.P. MORGAN SECURITIES LLC
March 30, 2004 - July 10, 2013
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
WHITE OAK MERCHANT PARTNERS LLC
CRD#: 140142 / SEC#: , 8-67283
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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