Kenneth Eugene Zellmer Jr
Professional Summary
Kenneth Eugene Zellmer JR, who also goes by Ken Zellmer Jr, was a registered financial advisor. Kenneth was a previously registered financial professional and started their career in finance 1974 - 2007. Kenneth had worked at 17 firms and has passed the Series 66, Series 63, Series 7, Series 22, Series 1, Series 4, Series 53, Series 24 and Series 40 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ken Zellmer Jr
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
52 years in the financial services industry
Current & Past Employments
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Current Firm
MALORY INVESTMENTS, LLC
Contact Information
Established
California since 01/12/2001Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STEIN, RONALD | MANAGING MBR/CEO/CFO/CCO | 434761 |
| STRAUSS, STEPHEN | MEMBER | — |
| ZELLMER, KENNETH EUGENE JR | PRINCIPAL | — |
Disclosures
Regulatory Event
7Civil Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed May 1993About the Series 22 examSeries 1 — Registered Representative Examination
Passed Jun 1974Series 40 — Registered Principal Examination
Passed Mar 1976Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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