KO
Kerwin L. Overby
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CRD#: 4762240
KO
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kerwin Loy Overby was a registered financial professional .
Kerwin is a previously registered financial professional and started their career in finance in 2004. Kerwin had worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
REGENT COACH LINE LTD NON-INVESTMENT SAN ANTONIO, TX CHARTER BUS COMPANY 7/8/99 6 HOURS PER YEAR, ALL DURING TRADING HOURS BUSINESS & TAX CONSULTING ADVICE GCD VENTURES II, LC NON-INVESTMENT KERRVILLE, TX COMMERCIAL REAL ESTATE HOLDING LEASING CO. 7/15/94 2 HOURS PER YEAR ALL DURING TRADING HOURS BUSINES & TAX CONSULTING ADVICE DFEO VENTURES I LLC, NON INVESTMENT, KERRVILLE, TX COMERCIAL REAL ESTATE HOLDING LEASING CO., 2 HOURS PER YEAR DURING TRADING HOURS TAX ADVICE, OK RENTALS & SALES INC, NON INVESTMENT, PLUMBING, 8 HOURS PER YEAR TAX ADVICE, KERR OK HOLDING LLC, NON INVESTMENT , REAL ESTATE, 2 HOURS PER YEAR TAX ADVICE, PKM PROPERTIES LLC, NON INVESTMENT, REAL ESTATE, 4 HOURS PER YEAR TAX ADVICE, GUADALUPE 10, LLC, NON INVESTMENT, REAL ESTATE, 2 HOURS PER YEAR DFEO SA Ventures LLC, non investment, Real Estate, 2 hours per year tax advice Kerr B - Legacy Creekside, LLC, non investment, Real Estate, 2 hours per year tax advice H2O Properties Ltd., non investment, Real Estate, 6 hours per year tax advice EZ Werks Self Storage, LLC: non-investment, Self storage units in Houston, TX - 2 hours annually Kerr MELA Mission LLC: non-investment, Real Estate, 2 hours per year tax advice BLUMENTHAL PROPERTIES LLC, NON INVESTMENT RELATED, REAL ESTATE, 12 HOURS PER YEAR 1311 GROUP LLC, NON INVESTMENT RELATED, REAL ESTATE, 12 HOURS PER YEAR SOUTH TEXAS PAINT AND SUPPLY, LLC, NON INVESTMENT RELATED, 8 HOURS PER YEAR, TAX ADVISE, PAINT STORE HILL COUNTRY HOME CENTER, LLC, NON INVESTMENT RELATED, 8 HOURS PER YEAR, TAX ADVISE, LIGHTING STORE HC AMIGO REAL ESTATE LTD, NON INVESTMENT RELATED, 1 HOURS PER YEAR, TAX ADVISE, REAL ESTATE. HC AMIGO RESTAURANT LTD, NON INVESTMENT RELATED, 1 HOURS PER YEAR, NOTE RECEIVABLE. KERR RANKIN ENTERPRISES LLC, NON INVESTMENT RELATED, 4 HOURS PER YEAR, REAL ESTATE. BOOT HILL PARTNERS, LLC, NON INVESTMENT RELATED, REAL ESTATE, 6 HOURS PER YEAR. TEXAS ROLLING OAKS I, LLC, NON INVESTMENT RELATED, REAL ESTATE, 12 HOURS PER YEAR.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
February 27, 2004 - September 12, 2022
ML&R WEALTH MANAGEMENT LLC
RIA
CRD#: 109359
AUSTIN, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
Current Firm
ML&R WEALTH MANAGEMENT LLC
MAXWELL LOCKE & RITTER WEALTH MANAGEMENT | ML&R WEALTH MANAGEMENT LLC | ML & R WEALTH MANAGEMENT LLC
CRD#: 109359 / SEC#: 801-57128
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Contact information
Main Address
401 Congress Avenue Suite 1100, Austin, TX 78701
Mailing Address
Phone number
(512) 275-2700
Established
Firm type
Fiscal year end
# of Employees
24
Regulatory assets under management
| Total Number of Accounts | 2,375 |
| AUM (Assets Under Management) | $ 1,789,873,134 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/28/2023 | ||
| 07/28/2022 | ||
| 01/14/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
