Travis A. Tom
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Travis Alan Tom was a registered financial professional .
Travis is a previously registered financial professional and started their career in finance in 2004. Travis had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2026 - April 30, 2026
ENDEAVOR PRIVATE WEALTH, INC.
January 3, 2011 - April 7, 2026
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - April 7, 2026
WELLS FARGO CLEARING SERVICES, LLC
August 4, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
July 22, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
February 27, 2004 - March 29, 2004
NATIONAL PLANNING CORPORATION
Primary Firm SEC Registration
ENDEAVOR PRIVATE WEALTH, INC.
CRD#: 313053 / SEC#: 801-120702
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ENDEAVOR PRIVATE WEALTH, INC.
CRD#: 313053 / SEC#: 801-120702
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,679 |
| AUM (Assets Under Management) | $ 352,817,232 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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