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Travis A. Tom

ENDEAVOR PRIVATE WEALTH
Littleton, CO 80123
Some features on this profile are disabled
CRD#: 4762216
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Professional summary

Travis Alan Tom is a registered financial advisor currently at ENDEAVOR PRIVATE WEALTH, INC. located in Littleton, Colorado.

Travis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Travis has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis Alan Tom's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 13, 2026 - Present

ENDEAVOR PRIVATE WEALTH, INC.

Office #1: 2650 W. Belleview Ave, Littleton, CO 80123
RIA
CRD#: 313053
Littleton, CO
Past

April 30, 2026 - April 30, 2026

ENDEAVOR PRIVATE WEALTH, INC.

RIA
CRD#: 313053
TOPEKA, KS
Past

January 3, 2011 - April 7, 2026

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
LITTLETON, CO
Past

January 3, 2011 - April 7, 2026

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
LITTLETON, CO
Past

August 4, 2010 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

RIA
CRD#: 10582
CENTENNIAL, CO
Past

July 22, 2010 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
CENTENNIAL, CO
Past

February 27, 2004 - March 29, 2004

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EP
ENDEAVOR PRIVATE WEALTH, INC.
ENDEAVOR PRIVATE WEALTH, INC.

CRD#: 313053 / SEC#: 801-120702

RIA
Registered Investment Advisory firm - (4/5/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(5/13/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/3/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/21/2010
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/26/2004
Investment Company Products/Variable Contracts Representative Examination

Current Firm

EP
ENDEAVOR PRIVATE WEALTH, INC.
ENDEAVOR PRIVATE WEALTH, INC.

CRD#: 313053 / SEC#: 801-120702

RIA
Registered Investment Advisory firm - (4/5/2021 Approved)
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Contact information

Main Address
Townsite Plaza 3 120 Se 6th Ave Suite 110, Topeka, KS, 66603
Mailing Address
Phone number
(785) 329-2510
Established
Firm type
Fiscal year end
# of Employees
12

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ENDEAVOR PRIVATE WEALTH FORM ADV PART 2A BROCHURE (12/9/2025)
ENDEAVOR PRIVATE WEALTH WRAP BROCHURE (12/9/2025)

Regulatory assets under management

Total Number of Accounts1,679
AUM (Assets Under Management)$ 352,817,232

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ENDEAVOR PRIVATE WEALTH, INC.

CRD#: 313053Littleton, CO 80123

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